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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBP icon
476
Virtus Biotech ETF
BBP
$106M
$498K 0.03%
9,775
– –
SAP icon
477
SAP
SAP
$242B
$491K 0.03%
3,631
+422
+13% +$61.3K
IIPR icon
478
Innovative Industrial Properties
IIPR
$1.67B
$490K 0.03%
2,123
-1,198
-36% -$270K
IEF icon
479
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$489K 0.03%
4,261
+1,009
+31% +$118K
FCX icon
480
Freeport-McMoran
FCX
$93.6B
$487K 0.03%
14,979
+430
+3% +$15.1K
MGC icon
481
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$486K 0.03%
3,252
+307
+10% +$48.2K
TSM icon
482
TSMC
TSM
$2.23T
$485K 0.03%
4,345
+727
+20% +$85.4K
WFH
483
DELISTED
Direxion Work From Home ETF
WFH
$484K 0.03%
6,537
-490
-7% -$37.4K
GS icon
484
Goldman Sachs
GS
$304B
$479K 0.03%
1,267
-3,508
-73% -$1.37M
STIP icon
485
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$471K 0.03%
4,461
+1,044
+31% +$111K
AGNC icon
486
AGNC Investment
AGNC
$13B
$470K 0.03%
29,754
-29,586
-50% -$479K
APPN icon
487
Appian
APPN
$2.65B
$468K 0.03%
5,556
+834
+18% +$92.4K
MDLZ icon
488
Mondelez International
MDLZ
$81.1B
$467K 0.03%
8,025
-3,185
-28% -$198K
THO icon
489
Thor Industries
THO
$4.11B
$465K 0.03%
3,791
-36
-0.9% -$4.11K
MINT icon
490
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$459K 0.03%
4,505
-13
-0.3% -$1.33K
IBUY icon
491
Amplify Online Retail ETF
IBUY
$125M
$456K 0.03%
4,168
+22
+0.5% +$2.6K
SBAC icon
492
SBA Communications
SBAC
$19.8B
$456K 0.03%
1,380
-29
-2% -$10K
HNDL icon
493
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$638M
$450K 0.03%
18,026
+1,016
+6% +$26.1K
IDLV icon
494
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$450K 0.03%
14,703
+3,859
+36% +$122K
ACWV icon
495
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$449K 0.03%
4,517
-271
-6% -$28.5K
VTR icon
496
Ventas
VTR
$46.3B
$449K 0.03%
8,125
+315
+4% +$18K
LIN icon
497
Linde
LIN
$220B
$447K 0.03%
1,525
+169
+12% +$51.4K
LMND icon
498
Lemonade
LMND
$4.1B
$443K 0.03%
6,604
-223
-3% -$18K
TTE icon
499
TotalEnergies
TTE
$193B
$443K 0.03%
9,233
+110
+1% +$4.88K
MAV
500
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$442K 0.03%
38,087
-21,833
-36% -$267K
18 19
20
21 22

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.