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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
476
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$520K 0.04%
20,641
-4,905
-19% -$120K
GS icon
477
Goldman Sachs
GS
$304B
$518K 0.04%
1,583
-50
-3% -$15.6K
APPH
478
CALL
DELISTED
AppHarvest, Inc. Common Stock
APPH
$518K 0.04%
8,631
-3,799
-31% -$97.5K
PCY icon
479
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$515K 0.04%
19,235
+718
+4% +$19.9K
PPG icon
480
PPG Industries
PPG
$25.5B
$511K 0.04%
3,402
-294
-8% -$42.1K
PNQI icon
481
Invesco NASDAQ Internet ETF
PNQI
$544M
$507K 0.04%
10,995
-955
-8% -$45.7K
G icon
482
Genpact
G
$5.78B
$505K 0.04%
11,800
-1,800
-13% -$74.7K
ACWV icon
483
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$496K 0.04%
5,028
-2,267
-31% -$220K
FTA icon
484
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$495K 0.04%
7,768
+1,489
+24% +$88.9K
GRMN
485
Garmin
GRMN
$60.2B
$495K 0.04%
3,755
– –
WFH
486
DELISTED
Direxion Work From Home ETF
WFH
$495K 0.04%
7,252
-45
-0.6% -$3.15K
FPX icon
487
First Trust US Equity Opportunities ETF
FPX
$1.55B
$494K 0.04%
4,148
-1,666
-29% -$209K
FSMB icon
488
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$490K 0.03%
23,540
+8,309
+55% +$173K
STZ icon
489
Constellation Brands
STZ
$23.3B
$487K 0.03%
2,135
+46
+2% +$10.4K
ASML icon
490
ASML
ASML
$710B
$480K 0.03%
767
-32
-4% -$17.7K
XLRE icon
491
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.68B
$480K 0.03%
12,155
-266,212
-96% -$10M
ESGV icon
492
Vanguard ESG US Stock ETF
ESGV
$13.7B
$475K 0.03%
+6,447
New +$467K
TSM icon
493
TSMC
TSM
$2.23T
$472K 0.03%
4,052
-13
-0.3% -$1.61K
URA icon
494
Global X Uranium ETF
URA
$6.31B
$469K 0.03%
24,930
+10,460
+72% +$182K
C icon
495
Citigroup
C
$233B
$467K 0.03%
6,417
-196
-3% -$13.1K
IBUY icon
496
Amplify Online Retail ETF
IBUY
$125M
$466K 0.03%
3,879
-882
-19% -$113K
NTG
497
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$464K 0.03%
18,033
+634
+4% +$15.7K
XLNX
498
DELISTED
Xilinx Inc
XLNX
$464K 0.03%
3,745
+20
+0.5% +$2.67K
FTS icon
499
Fortis
FTS
$28.8B
$463K 0.03%
+8,872
New +$364K
SPMB icon
500
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$463K 0.03%
17,854
-364,628
-95% -$9.57M
18 19
20
21 22

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.