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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
476
iShares S&P 100 ETF
OEF
$20.6B
$298K 0.03%
1,911
-289
-13% -$44.5K
FNDE icon
477
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$297K 0.03%
12,504
-1,338
-10% -$33K
MELI icon
478
Mercado Libre
MELI
$92.8B
$297K 0.03%
+274
New +$297K
ICE icon
479
Intercontinental Exchange
ICE
$87B
$292K 0.02%
2,918
+23
+0.8% +$2.27K
CMF icon
480
iShares California Muni Bond ETF
CMF
$4.63B
$291K 0.02%
4,664
+274
+6% +$17.1K
OTIS icon
481
Otis Worldwide
OTIS
$27.9B
$290K 0.02%
4,645
-988
-18% -$60.4K
ASML icon
482
ASML
ASML
$710B
$288K 0.02%
780
+110
+16% +$41.1K
FTSL icon
483
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$287K 0.02%
6,244
-1,154
-16% -$53.2K
MRSH
484
Marsh
MRSH
$90.1B
$287K 0.02%
2,503
+9
+0.4% +$1.03K
WY icon
485
Weyerhaeuser
WY
$17.9B
$287K 0.02%
10,068
-160
-2% -$4.39K
APPS icon
486
Digital Turbine
APPS
$1.52B
$285K 0.02%
+8,713
New +$188K
XLC icon
487
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$280K 0.02%
4,717
-13,409
-74% -$794K
FTA icon
488
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$279K 0.02%
5,983
+155
+3% +$7.3K
PSX icon
489
Phillips 66
PSX
$92.3B
$279K 0.02%
5,380
-1,188
-18% -$72.5K
VTR icon
490
Ventas
VTR
$46.2B
$279K 0.02%
6,653
+348
+6% +$13.9K
CPRT icon
491
Copart
CPRT
$27.5B
$276K 0.02%
10,508
-1,008
-9% -$24.4K
EIX icon
492
Edison International
EIX
$27.2B
$276K 0.02%
5,436
+146
+3% +$7.77K
IWS icon
493
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$276K 0.02%
3,423
+203
+6% +$16.4K
ILMN icon
494
Illumina
ILMN
$29B
$275K 0.02%
914
-48
-5% -$16.5K
ES icon
495
Eversource Energy
ES
$27.2B
$274K 0.02%
3,275
-5
-0.2% -$428
RDFN
496
DELISTED
Redfin
RDFN
$272K 0.02%
5,457
+392
+8% +$17.3K
SPTM icon
497
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$272K 0.02%
+6,647
New +$269K
UBER icon
498
Uber
UBER
$155B
$272K 0.02%
+6,042
New +$199K
FHLC icon
499
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$270K 0.02%
5,140
– –
GWW icon
500
W.W. Grainger
GWW
$62.1B
$270K 0.02%
+755
New +$260K
18 19
20
21 22

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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.