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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTNB icon
476
Matinas BioPharma
MTNB
$1.49M
$6K ﹤0.01%
200
– –
NE
477
DELISTED
Noble Corporation
NE
$3K ﹤0.01%
+12,100
New +$9K
ACB
478
Aurora Cannabis
ACB
$235M
– –
-272
Closed -$71K
ACWX icon
479
iShares MSCI ACWI ex US ETF
ACWX
$12B
– –
-4,432
Closed -$218K
AMP icon
480
Ameriprise Financial
AMP
$49.9B
– –
-1,421
Closed -$237K
C icon
481
Citigroup
C
$232B
– –
-3,773
Closed -$301K
CCEP icon
482
Coca-Cola Europacific Partners
CCEP
$47.4B
– –
-4,226
Closed -$215K
CPRT icon
483
Copart
CPRT
$26.8B
– –
-11,108
Closed -$253K
CSQ icon
484
Calamos Strategic Total Return Fund
CSQ
$3.37B
– –
-12,704
Closed -$173K
DES icon
485
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
– –
-7,167
Closed -$206K
DSI icon
486
iShares MSCI KLD 400 Social ETF
DSI
$5.56B
– –
-9,398
Closed -$564K
EL icon
487
Estee Lauder
EL
$31.7B
– –
-1,013
Closed -$209K
EMLP icon
488
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
– –
-12,689
Closed -$323K
EQAL icon
489
Invesco Russell 1000 Equal Weight ETF
EQAL
$845M
– –
-6,160
Closed -$210K
EWJ icon
490
iShares MSCI Japan ETF
EWJ
$23.2B
– –
-4,217
Closed -$249K
EWL icon
491
iShares MSCI Switzerland ETF
EWL
$2.22B
– –
-6,046
Closed -$246K
FDD icon
492
First Trust STOXX European Select Dividend Income Fund
FDD
$907M
– –
-12,259
Closed -$172K
FEMB icon
493
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$365M
– –
-6,205
Closed -$242K
FIBK icon
494
First Interstate BancSystem
FIBK
$3.7B
– –
-5,219
Closed -$219K
FITB
495
Fifth Third Bancorp
FITB
$52.6B
– –
-9,829
Closed -$302K
FLTR icon
496
VanEck IG Floating Rate ETF
FLTR
$3.04B
– –
-48,412
Closed -$1.23M
FXD icon
497
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
– –
-6,048
Closed -$274K
FXL icon
498
First Trust Technology AlphaDEX Fund
FXL
$2.87B
– –
-3,645
Closed -$265K
FXO icon
499
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-37,214
Closed -$1.25M
GCOW icon
500
Pacer Global Cash Cows Dividend ETF
GCOW
$3.47B
– –
-29,638
Closed -$932K
18 19
20
21 22

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.