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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
476
Lam Research
LRCX
$427B
– –
-14,700
Closed -$223K
LUV icon
477
Southwest Airlines
LUV
$22.2B
– –
-4,432
Closed -$277K
LW icon
478
Lamb Weston
LW
$7.4B
– –
-3,160
Closed -$210K
M icon
479
Macy's
M
$6.2B
– –
-5,972
Closed -$207K
NNN icon
480
NNN REIT
NNN
$8.86B
– –
-4,506
Closed -$202K
NSC icon
481
Norfolk Southern
NSC
$76B
– –
-1,682
Closed -$303K
ORCL icon
482
Oracle
ORCL
$443B
– –
-5,799
Closed -$299K
PCG icon
483
PG&E
PCG
$38.3B
– –
-7,616
Closed -$350K
PCY icon
484
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
-7,581
Closed -$205K
PI icon
485
Impinj
PI
$5.42B
– –
-8,630
Closed -$214K
POR icon
486
Portland General Electric
POR
$5.91B
– –
-4,787
Closed -$218K
PPA icon
487
Invesco Aerospace & Defense ETF
PPA
$8.65B
– –
-3,702
Closed -$228K
PZA icon
488
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
– –
-10,963
Closed -$272K
QDF icon
489
FlexShares Quality Dividend Index Fund
QDF
$2.28B
– –
-4,327
Closed -$205K
RFG icon
490
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$362M
– –
-7,320
Closed -$242K
RSPH icon
491
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$795M
– –
-10,950
Closed -$226K
RSPM icon
492
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$184M
– –
-1,000
Closed -$22K
RSPN icon
493
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
– –
-2,500
Closed -$63K
RWL icon
494
Invesco S&P 500 Revenue ETF
RWL
$9.97B
– –
-2,755
Closed -$149K
RY icon
495
Royal Bank of Canada
RY
$298B
– –
-3,640
Closed -$292K
RZV icon
496
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
– –
-3,235
Closed -$249K
SCHB icon
497
Schwab US Broad Market ETF
SCHB
$45.1B
– –
-30,108
Closed -$353K
SDOG icon
498
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
– –
-5,398
Closed -$248K
SHW icon
499
Sherwin-Williams
SHW
$87.1B
– –
-2,946
Closed -$447K
SLB icon
500
SLB Ltd
SLB
$77.3B
– –
-5,460
Closed -$333K
18 19
20
21 22

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.