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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
476
SBA Communications
SBAC
$19.6B
$206K 0.02%
1,283
+8
+0.6% +$1.27K
SHYG icon
477
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$206K 0.02%
4,382
+59
+1% +$2.76K
WM icon
478
Waste Management
WM
$90.4B
$206K 0.02%
+2,281
New +$202K
PCY icon
479
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$205K 0.02%
7,581
-861
-10% -$23.2K
QDF icon
480
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$205K 0.02%
+4,327
New +$203K
DBEF icon
481
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.45B
$202K 0.02%
+6,242
New +$199K
NNN icon
482
NNN REIT
NNN
$8.84B
$202K 0.02%
+4,506
New +$203K
IGR
483
CBRE Global Real Estate Income Fund
IGR
$713M
$201K 0.02%
27,560
– –
SPGI icon
484
S&P Global
SPGI
$122B
$201K 0.02%
+1,032
New +$213K
SYF icon
485
Synchrony
SYF
$26B
$200K 0.02%
6,414
-219
-3% -$6.98K
UAA icon
486
Under Armour
UAA
$2.29B
$163K 0.02%
7,674
-3,687
-32% -$76.8K
EFF
487
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$161K 0.02%
10,203
– –
RWL icon
488
Invesco S&P 500 Revenue ETF
RWL
$9.99B
$149K 0.02%
+2,755
New +$146K
FJP icon
489
First Trust Japan AlphaDEX Fund
FJP
$266M
$119K 0.01%
2,063
-5,716
-73% -$316K
BMRC icon
490
Bank of Marin Bancorp
BMRC
$466M
$77K 0.01%
+1,844
New +$79.5K
RSPN icon
491
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$63K 0.01%
+2,500
New +$61.4K
BAC icon
492
Bank of America
BAC
$451B
$61K 0.01%
2,076
-62,330
-97% -$1.9M
EFT
493
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$55K 0.01%
+3,775
New +$55.4K
VOOV icon
494
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$43K ﹤0.01%
+382
New +$42.3K
ILCV icon
495
iShares Morningstar Value ETF
ILCV
$1.36B
$27K ﹤0.01%
+500
New +$26.5K
IVR icon
496
Invesco Mortgage Capital
IVR
$811M
$24K ﹤0.01%
+150
New +$24.2K
RSPM icon
497
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$184M
$22K ﹤0.01%
+1,000
New +$21.9K
RTL
498
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$14K ﹤0.01%
+920
New +$14.5K
CALF icon
499
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
$6K ﹤0.01%
+200
New +$5.87K
DBJP icon
500
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$726M
$5K ﹤0.01%
+102
New +$4.3K
18 19
20
21 22

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OCBV
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BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.