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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$826M
AUM Growth
+$56.6M
Cap. Flow
+$39.9M
Cap. Flow %
4.84%
Top 10 Hldgs %
21.85%
Holding
516
New
33
Increased
244
Reduced
174
Closed
30

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.32M
2
META icon
Meta Platforms (Facebook)
META
+$2.95M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.89M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.04M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.98M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.4M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.06M
3
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$1.81M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.66M
5
FDT icon
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.36%
3 Energy 2.95%
4 Communication Services 2.95%
5 Industrials 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
476
Aberdeen Multi-Market Income Fund
MMT
$244M
$118K 0.01%
20,955
-1,385
-6% -$7.86K
SIRI icon
477
SiriusXM
SIRI
$9.67B
$115K 0.01%
1,676
+205
+14% +$13.8K
HL icon
478
Hecla Mining
HL
$11.8B
$97K 0.01%
27,902
-198
-0.7% -$754
KYE
479
DELISTED
Kayne Anderson Energy
KYE
$94K 0.01%
10,000
– –
AKS
480
DELISTED
AK Steel Holding Corp
AKS
$58K 0.01%
13,125
+1,925
+17% +$8.8K
ARQL
481
DELISTED
Arqule Inc
ARQL
$58K 0.01%
+10,000
New +$38.2K
VTGN icon
482
VistaGen Therapeutics
VTGN
$11.7M
$32K ﹤0.01%
770
– –
AMRN
483
Amarin Corp
AMRN
$299M
$29K ﹤0.01%
+500
New +$31K
MNKD icon
484
MannKind Corp
MNKD
$1.21B
$24K ﹤0.01%
12,561
+800
+7% +$1.5K
NTG.RT
485
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
$18K ﹤0.01%
+55,706
New +$23.3K
CATX icon
486
Perspective Therapeutics
CATX
$362M
$5K ﹤0.01%
1,151
– –
BNDX icon
487
Vanguard Total International Bond ETF
BNDX
$83.1B
– –
-3,868
Closed -$212K
DFE icon
488
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
– –
-14,252
Closed -$996K
DUK icon
489
Duke Energy
DUK
$97B
– –
-3,092
Closed -$240K
EVX icon
490
VanEck Environmental Services ETF
EVX
$102M
– –
-11,980
Closed -$203K
EWX icon
491
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$704M
– –
-31,525
Closed -$1.66M
FCG icon
492
First Trust Natural Gas ETF
FCG
$638M
– –
-27,944
Closed -$573K
FNDC icon
493
Schwab Fundamental International Small Company Index ETF
FNDC
$3.17B
– –
-50,585
Closed -$1.81M
GS icon
494
Goldman Sachs
GS
$306B
– –
-1,338
Closed -$337K
HYLS icon
495
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-4,338
Closed -$207K
IQI icon
496
Invesco Quality Municipal Securities
IQI
$539M
– –
-11,198
Closed -$133K
MDXG icon
497
MiMedx Group
MDXG
$618M
– –
-30,344
Closed -$211K
NGL icon
498
NGL Energy Partners
NGL
$2.14B
– –
-75,174
Closed -$827K
NTES icon
499
NetEase
NTES
$78.4B
– –
-3,675
Closed -$206K
OCSL icon
500
Oaktree Specialty Lending
OCSL
$1.14B
– –
-7,900
Closed -$100K
17 18 19
20
21

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Financial Advocates Investment Management's Q2 2018 Portfolio in Review

As of Q2 2018, Financial Advocates Investment Management held 516 positions worth $826M, up 7.4% from $769M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $39.9M of net new capital in Q2 2018, opening 33 new positions and adding to 244 existing holdings. Its largest new stake was Starbucks: 76,064 shares worth $3.73M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was iShares MSCI Emerging Markets ETF, an estimated $2.4M trimmed.

  • Financial Advocates Investment Management's largest Q2 2018 buy was Starbucks: 76,064 shares worth $3.73M.
  • Financial Advocates Investment Management added most to iShares US Real Estate ETF in Q2 2018, an estimated $2.89M increase.
  • Financial Advocates Investment Management's biggest Q2 2018 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $2.4M.
  • Financial Advocates Investment Management fully exited Schwab Fundamental International Small Company Index ETF in Q2 2018, selling an estimated $1.81M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $826M portfolio in Q2 2018.
  • Financial Advocates Investment Management opened 33 new positions and closed 30 in Q2 2018.
  • Financial Advocates Investment Management's portfolio value rose 7.4% quarter-over-quarter to $826M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2018, filed 9 Aug 2018.