We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
476
Oaktree Specialty Lending
OCSL
$1.13B
$100K 0.01%
+7,900
New +$109K
SIRI icon
477
SiriusXM
SIRI
$9.63B
$92K 0.01%
+1,471
New +$88.3K
KYE
478
DELISTED
Kayne Anderson Energy
KYE
$86K 0.01%
+10,000
New +$99.6K
SRC
479
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$78K 0.01%
+2,230
New +$79.5K
AKS
480
DELISTED
AK Steel Holding Corp
AKS
$51K 0.01%
+11,200
New +$61.6K
MNKD icon
481
MannKind Corp
MNKD
$1.21B
$27K ﹤0.01%
+11,761
New +$31.7K
VTGN icon
482
VistaGen Therapeutics
VTGN
$11.7M
$21K ﹤0.01%
+770
New +$28.6K
CATX icon
483
Perspective Therapeutics
CATX
$364M
$5K ﹤0.01%
+1,151
New +$5.08K
AB icon
484
AllianceBernstein
AB
$3.41B
– –
-10,086
Closed -$253K
AIG icon
485
American International
AIG
$39.8B
– –
-1,714
Closed -$102K
AVA icon
486
Avista
AVA
$3.25B
– –
-7,498
Closed -$387K
BAC.PRL icon
487
Bank of America Series L
BAC.PRL
$4.02B
– –
-15
Closed -$20K
BMRC icon
488
Bank of Marin Bancorp
BMRC
$466M
– –
-7,368
Closed -$251K
CNI icon
489
Canadian National Railway
CNI
$77.2B
– –
-2,547
Closed -$210K
DBP icon
490
Invesco DB Precious Metals Fund
DBP
$259M
– –
-2,440
Closed -$94K
DFNL icon
491
Davis Select Financial ETF
DFNL
$495M
– –
-2,050
Closed -$49K
DGZ icon
492
DB Gold Short ETN due Feb 15 2038
DGZ
$1.71M
– –
-43,537
Closed -$593K
DLS icon
493
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-263
Closed -$20K
DWLD icon
494
Davis Select Worldwide ETF
DWLD
$607M
– –
-174
Closed -$5K
EBAY icon
495
eBay
EBAY
$46.5B
– –
-3,929
Closed -$148K
EDIT icon
496
Editas Medicine
EDIT
$442M
– –
-10,700
Closed -$319K
EVV
497
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-2,083
Closed -$28K
F icon
498
Ford
F
$55.8B
– –
-66,359
Closed -$829K
FCEF icon
499
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.4M
– –
-10,349
Closed -$228K
FFTY icon
500
CapForce IBD 50 ETF
FFTY
$80.8M
– –
-1,860
Closed -$62K
18 19
20
21 22

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.