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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
26
iShares MSCI USA Quality Factor ETF
QUAL
$48.2B
$11.7M 0.68%
73,511
+4,333
+6% +$677K
SPYV icon
27
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$11.3M 0.66%
225,871
+47,762
+27% +$2.28M
JAAA icon
28
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$11.1M 0.64%
218,758
+202,528
+1,248% +$10.2M
BIL icon
29
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$10.7M 0.62%
116,255
+69,215
+147% +$6.34M
SPHQ icon
30
Invesco S&P 500 Quality ETF
SPHQ
$20B
$10.6M 0.61%
175,500
+4,659
+3% +$267K
JGRO icon
31
JPMorgan Active Growth ETF
JGRO
$10.1B
$10.2M 0.59%
144,949
+123,673
+581% +$8.19M
SPMD icon
32
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19B
$9.74M 0.56%
114,731
+92,210
+409% +$4.59M
CAT icon
33
Caterpillar
CAT
$394B
$9.57M 0.55%
26,120
+10,062
+63% +$3.22M
SPSM icon
34
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$9.57M 0.55%
222,325
+35,916
+19% +$1.48M
BRK.B icon
35
Berkshire Hathaway Class B
BRK.B
$1.09T
$9.48M 0.55%
22,555
+1,615
+8% +$635K
TSLA icon
36
Tesla
TSLA
$1.32T
$9.45M 0.55%
53,752
+3,761
+8% +$735K
SPYM
37
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$9.41M 0.54%
152,869
-55,018
-26% -$3.22M
ZROZ icon
38
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$9.38M 0.54%
118,374
+34,446
+41% +$2.72M
IWM icon
39
iShares Russell 2000 ETF
IWM
$82.4B
$9.27M 0.54%
44,229
-46,193
-51% -$9.21M
PAVE icon
40
Global X US Infrastructure Development ETF
PAVE
$14.3B
$9.24M 0.53%
240,146
+38,764
+19% +$1.4M
SPGP icon
41
Invesco S&P 500 GARP ETF
SPGP
$2.31B
$9.03M 0.52%
84,819
+3,862
+5% +$384K
MBB icon
42
iShares MBS ETF
MBB
$39.2B
$8.9M 0.52%
96,266
+829
+0.9% +$76.7K
USMV icon
43
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$8.81M 0.51%
100,485
+574
+0.6% +$46.3K
COST icon
44
Costco
COST
$423B
$8.71M 0.5%
11,885
-200
-2% -$143K
XLE icon
45
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$8.68M 0.5%
183,672
-30,370
-14% -$1.3M
VTV icon
46
Vanguard Morningstar Value ETF
VTV
$194B
$8.34M 0.48%
51,028
+315
+0.6% +$48.6K
SDY icon
47
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$8.28M 0.48%
63,396
-2,216
-3% -$278K
IQLT icon
48
iShares MSCI Intl Quality Factor ETF
IQLT
$14.3B
$8.17M 0.47%
+16,511
New +$630K
IEMG icon
49
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$8.12M 0.47%
157,379
+10,835
+7% +$543K
IVV icon
50
iShares Core S&P 500 ETF
IVV
$908B
$7.99M 0.46%
15,967
-1,044
-6% -$522K
1
2
3 4 5

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BAS
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WAM
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SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.