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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
26
SPDR Gold Trust
GLD
$143B
$11.6M 0.76%
60,841
+1,012
+2% +$185K
IWM icon
27
iShares Russell 2000 ETF
IWM
$82.8B
$11.1M 0.72%
90,422
-34,062
-27% -$6.1M
QUAL icon
28
iShares MSCI USA Quality Factor ETF
QUAL
$48.2B
$9.97M 0.65%
69,178
+3,024
+5% +$419K
IUSV icon
29
iShares Core S&P US Value ETF
IUSV
$27.9B
$9.36M 0.61%
105,337
+14,333
+16% +$1.12M
SPHQ icon
30
Invesco S&P 500 Quality ETF
SPHQ
$19.8B
$9.24M 0.6%
170,841
+20,509
+14% +$1.05M
XLE icon
31
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$8.98M 0.59%
214,042
-6,578
-3% -$281K
MBB icon
32
iShares MBS ETF
MBB
$39.2B
$8.98M 0.59%
95,437
+2,039
+2% +$183K
BUFD icon
33
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$8.96M 0.59%
394,537
+10,603
+3% +$231K
USMV icon
34
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$8.58M 0.56%
99,911
+38,442
+63% +$2.87M
SPYV icon
35
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$8.26M 0.54%
178,109
+93,251
+110% +$4.02M
SDY icon
36
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$8.16M 0.53%
65,612
-9,050
-12% -$1.06M
BA icon
37
Boeing
BA
$184B
$8.13M 0.53%
31,177
+1,580
+5% +$338K
COST icon
38
Costco
COST
$423B
$7.98M 0.52%
12,085
+384
+3% +$228K
QGRO icon
39
American Century US Quality Growth ETF
QGRO
$2.03B
$7.98M 0.52%
105,426
+16,947
+19% +$1.19M
SPGP icon
40
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$7.94M 0.52%
80,957
+1,405
+2% +$130K
SPSM icon
41
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$7.86M 0.51%
186,409
+48,423
+35% +$1.82M
UCON icon
42
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
$7.83M 0.51%
316,316
-112,112
-26% -$2.7M
IVV icon
43
iShares Core S&P 500 ETF
IVV
$907B
$7.73M 0.51%
17,011
+737
+5% +$330K
VTV icon
44
Vanguard Morningstar Value ETF
VTV
$194B
$7.61M 0.5%
50,713
-11,094
-18% -$1.56M
GOOG icon
45
Alphabet (Google) Class C
GOOG
$4.2T
$7.57M 0.5%
53,781
-8,596
-14% -$1.17M
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.47M 0.49%
20,940
-1,342
-6% -$471K
FDL icon
47
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.93B
$7.46M 0.49%
208,027
-2,245
-1% -$76.1K
VCIT icon
48
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$7.42M 0.49%
91,263
-1,826
-2% -$141K
IEMG icon
49
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$7.41M 0.48%
146,544
+14,694
+11% +$712K
AVUV icon
50
Avantis US Small Cap Value ETF
AVUV
$31.1B
$7.39M 0.48%
82,263
+11,305
+16% +$904K
1
2
3 4 5

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OCBV
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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.