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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
26
iShares Core Universal USD Bond ETF
IUSB
$43.4B
$9.46M 0.68%
47,474
-90,422
-66% -$4.04M
RSP icon
27
Invesco S&P 500 Equal Weight ETF
RSP
$99.9B
$9.13M 0.66%
64,455
+2,654
+4% +$396K
RDVY icon
28
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$8.99M 0.65%
195,712
+9,693
+5% +$463K
SDY icon
29
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$8.58M 0.62%
74,662
-3,451
-4% -$421K
VTV icon
30
Vanguard Morningstar Value ETF
VTV
$194B
$8.54M 0.61%
61,807
+5,872
+10% +$841K
QUAL icon
31
iShares MSCI USA Quality Factor ETF
QUAL
$48.3B
$8.54M 0.61%
66,154
-11,380
-15% -$1.55M
MBB icon
32
iShares MBS ETF
MBB
$39.2B
$8.39M 0.6%
93,398
+10,234
+12% +$935K
CVX icon
33
Chevron
CVX
$386B
$8.29M 0.6%
49,176
+713
+1% +$115K
GOOG icon
34
Alphabet (Google) Class C
GOOG
$4.21T
$8.22M 0.59%
62,377
+489
+0.8% +$63.6K
BUFD icon
35
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.01B
$8.16M 0.59%
383,934
+18,210
+5% +$394K
SPYM
36
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$7.85M 0.56%
156,587
-3,171
-2% -$166K
BRK.B icon
37
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.81M 0.56%
22,282
+1,277
+6% +$453K
SPHQ icon
38
Invesco S&P 500 Quality ETF
SPHQ
$20B
$7.52M 0.54%
150,332
-4,665
-3% -$239K
SLV icon
39
iShares Silver Trust
SLV
$31.5B
$7.46M 0.54%
366,034
-3,047
-0.8% -$65.8K
SPGP icon
40
Invesco S&P 500 GARP ETF
SPGP
$2.31B
$7.26M 0.52%
+79,552
New +$7.41M
DFAE icon
41
Dimensional Emerging Core Equity Market ETF
DFAE
$9.87B
$7.17M 0.52%
317,895
-3,691
-1% -$87K
VCIT icon
42
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$7.07M 0.51%
93,089
+29,211
+46% +$2.27M
FDL icon
43
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$7.03M 0.51%
210,272
+18,533
+10% +$642K
IVV icon
44
iShares Core S&P 500 ETF
IVV
$909B
$6.99M 0.5%
16,274
-2,746
-14% -$1.23M
JPST icon
45
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$6.89M 0.5%
137,309
-23,454
-15% -$1.18M
IUSV icon
46
iShares Core S&P US Value ETF
IUSV
$27.9B
$6.74M 0.49%
91,004
+8,107
+10% +$636K
COST icon
47
Costco
COST
$423B
$6.61M 0.48%
11,701
-47
-0.4% -$25.9K
IJR icon
48
iShares Core S&P Small-Cap ETF
IJR
$113B
$6.55M 0.47%
70,110
-285
-0.4% -$28.5K
XLK icon
49
State Street Technology Select Sector SPDR ETF
XLK
$125B
$6.48M 0.47%
100,912
+27,346
+37% +$2.35M
GBIL icon
50
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$6.31M 0.45%
63,079
+15,784
+33% +$1.58M
1
2
3 4 5

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WAM
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.