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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$49.8M
Cap. Flow
-$16M
Cap. Flow %
-1.15%
Top 10 Hldgs %
18.88%
Holding
835
New
82
Increased
347
Reduced
278
Closed
91

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$7.77M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.28M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.74M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$4.25M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.5M
2
GLD icon
SPDR Gold Trust
GLD
+$15.1M
3
AMZN icon
Amazon
AMZN
+$12.8M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.87M
5
SLV icon
iShares Silver Trust
SLV
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 11.12%
2 Healthcare 2.86%
3 Industrials 2.55%
4 Financials 2.42%
5 Consumer Discretionary 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSG icon
26
iShares Core S&P US Growth ETF
IUSG
$34B
$9.08M 0.65%
102,303
+8,105
+9% +$690K
SDY icon
27
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$8.94M 0.64%
72,297
+6,796
+10% +$855K
RDVY icon
28
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$8.94M 0.64%
199,299
+8,621
+5% +$396K
FIXD icon
29
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$8.81M 0.63%
195,412
+39,227
+25% +$1.76M
IEMG icon
30
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$8.46M 0.61%
173,319
+27,368
+19% +$1.34M
TLT icon
31
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$8.08M 0.58%
+75,999
New +$7.95M
RSP icon
32
Invesco S&P 500 Equal Weight ETF
RSP
$99.8B
$8.05M 0.58%
55,677
-31,388
-36% -$4.6M
IWM icon
33
iShares Russell 2000 ETF
IWM
$82.4B
$7.89M 0.57%
44,285
+1,963
+5% +$361K
SLV icon
34
PUT
iShares Silver Trust
SLV
$31.4B
$7.87M 0.57%
+354,534
New +$7.34M
SPYM
35
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$7.86M 0.56%
163,177
+2,832
+2% +$133K
BUFD icon
36
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$7.63M 0.55%
373,325
+34,727
+10% +$697K
VTV icon
37
Vanguard Morningstar Value ETF
VTV
$194B
$7.57M 0.54%
54,832
-24,586
-31% -$3.45M
DFAS icon
38
Dimensional US Small Cap ETF
DFAS
$15.9B
$7.49M 0.54%
142,076
-6,315
-4% -$342K
FDL icon
39
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.94B
$7.46M 0.54%
210,157
-3,484
-2% -$127K
FXH icon
40
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$7.39M 0.53%
68,745
+1,362
+2% +$148K
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.87M 0.49%
68,982
-16,681
-19% -$1.65M
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.09T
$6.75M 0.49%
21,854
-3,689
-14% -$1.14M
IJR icon
43
iShares Core S&P Small-Cap ETF
IJR
$113B
$6.61M 0.48%
68,397
+8,906
+15% +$890K
GOOG icon
44
Alphabet (Google) Class C
GOOG
$4.2T
$6.55M 0.47%
63,000
+12,556
+25% +$1.21M
SPLV icon
45
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$6.2M 0.45%
99,428
-8,170
-8% -$510K
IUSB icon
46
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$6.14M 0.44%
133,069
+103,471
+350% +$4.74M
BA icon
47
Boeing
BA
$181B
$6.06M 0.44%
28,548
+880
+3% +$183K
DFAE icon
48
Dimensional Emerging Core Equity Market ETF
DFAE
$9.86B
$5.81M 0.42%
252,590
+51,372
+26% +$1.18M
COST icon
49
Costco
COST
$422B
$5.8M 0.42%
11,680
+665
+6% +$326K
FTGC icon
50
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
$5.74M 0.41%
244,164
+34,445
+16% +$819K
1
2
3 4 5

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Financial Advocates Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Financial Advocates Investment Management held 835 positions worth $1.39B, up 3.7% from $1.34B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q1 2023 filing shows 82 new, 347 increased, 278 reduced and 91 closed positions. Its largest new stake was Tesla: 44,543 shares worth $9.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $38.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q1 2023 buy was Tesla: 44,543 shares worth $9.24M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $6.28M increase.
  • Financial Advocates Investment Management's biggest Q1 2023 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $5.26M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $38.5M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q1 2023.
  • Financial Advocates Investment Management opened 82 new positions and closed 91 in Q1 2023.
  • Financial Advocates Investment Management's portfolio value rose 3.7% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2023, filed 11 May 2023.