We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
26
iShares Core S&P 500 ETF
IVV
$908B
$8.09M 0.6%
21,443
-864
-4% -$333K
NVDA icon
27
NVIDIA
NVDA
$5.47T
$7.93M 0.59%
542,790
+48,250
+10% +$708K
BRK.B icon
28
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.89M 0.59%
25,543
-8,715
-25% -$2.59M
SPYG icon
29
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$7.85M 0.59%
155,196
+40,153
+35% +$2.09M
FDL icon
30
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.92B
$7.81M 0.58%
+213,641
New +$7.7M
SDY icon
31
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$7.78M 0.58%
65,501
+19,225
+42% +$2.37M
IUSG icon
32
iShares Core S&P US Growth ETF
IUSG
$33.9B
$7.63M 0.57%
94,198
+15,435
+20% +$1.29M
AOM icon
33
iShares Core Moderate Allocation ETF
AOM
$1.78B
$7.6M 0.57%
+23,923
New +$907K
DFAS icon
34
Dimensional US Small Cap ETF
DFAS
$15.9B
$7.59M 0.57%
148,391
+14,572
+11% +$750K
SLV icon
35
iShares Silver Trust
SLV
$31.6B
$7.56M 0.56%
336,001
+44,495
+15% +$872K
TLT icon
36
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$7.49M 0.56%
75,206
-5,813
-7% -$586K
IWM icon
37
iShares Russell 2000 ETF
IWM
$82.7B
$7.38M 0.55%
42,322
-10,732
-20% -$1.91M
FXH icon
38
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$7.33M 0.55%
67,383
+2,637
+4% +$277K
SPYM
39
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$7.21M 0.54%
160,345
+10,407
+7% +$470K
QUAL icon
40
iShares MSCI USA Quality Factor ETF
QUAL
$48.3B
$7.01M 0.52%
61,550
+7,506
+14% +$851K
SPLV icon
41
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$6.88M 0.51%
107,598
-44,440
-29% -$2.76M
FIXD icon
42
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$6.86M 0.51%
156,185
-55,132
-26% -$2.4M
XLV icon
43
State Street Health Care Select Sector SPDR ETF
XLV
$44.3B
$6.85M 0.51%
50,420
+19,258
+62% +$2.55M
IEMG icon
44
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$6.82M 0.51%
145,951
+14,609
+11% +$664K
BUFD icon
45
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$6.66M 0.5%
338,598
+25,592
+8% +$503K
CVX icon
46
Chevron
CVX
$383B
$6.49M 0.48%
36,183
-4,088
-10% -$713K
SHY icon
47
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$6.23M 0.46%
76,732
+21,950
+40% +$1.78M
SLY
48
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$6.1M 0.45%
74,176
+52,618
+244% +$4.38M
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$239B
$5.89M 0.44%
140,275
-5,577
-4% -$226K
BIL icon
50
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$5.78M 0.43%
63,153
+51,977
+465% +$4.76M
1
2
3 4 5

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.