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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
26
Dimensional US Core Equity 2 ETF
DFAC
$49.8B
$8.42M 0.69%
378,439
+8,087
+2% +$199K
TLT icon
27
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$8.21M 0.68%
81,019
+54,816
+209% +$6.17M
UCON icon
28
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
$7.94M 0.66%
333,509
+80,048
+32% +$1.97M
DFAI
29
Dimensional International Core Equity Market ETF
DFAI
$18B
$7.9M 0.65%
366,208
+112,422
+44% +$2.71M
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.86M 0.65%
34,258
+5,775
+20% +$1.64M
IVV icon
31
iShares Core S&P 500 ETF
IVV
$908B
$7.46M 0.62%
22,307
-12,710
-36% -$5.08M
COWZ icon
32
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$7.21M 0.59%
175,695
+81,772
+87% +$3.67M
BIV icon
33
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$6.67M 0.55%
89,702
+2,064
+2% +$160K
IWM icon
34
iShares Russell 2000 ETF
IWM
$82.4B
$6.61M 0.55%
53,054
+13,767
+35% +$2.51M
SPYM
35
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$6.36M 0.52%
149,938
-60,563
-29% -$2.83M
IUSG icon
36
iShares Core S&P US Growth ETF
IUSG
$34B
$6.31M 0.52%
78,763
+13,271
+20% +$1.2M
FXH icon
37
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$6.29M 0.52%
64,746
-240
-0.4% -$25.3K
DFAS icon
38
Dimensional US Small Cap ETF
DFAS
$15.9B
$6.22M 0.51%
133,819
+22,621
+20% +$1.16M
LMBS icon
39
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$6.13M 0.51%
119,811
+1,492
+1% +$72K
USMV icon
40
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$6.11M 0.5%
92,347
-88,645
-49% -$6.39M
NVDA icon
41
NVIDIA
NVDA
$5.45T
$6M 0.49%
494,540
-32,210
-6% -$509K
BUFD icon
42
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$5.98M 0.49%
313,006
+60,289
+24% +$1.2M
VOE icon
43
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$5.79M 0.48%
47,580
+5,765
+14% +$780K
SPYG icon
44
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.5B
$5.76M 0.48%
115,043
+14,952
+15% +$841K
GSLC icon
45
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$5.7M 0.47%
80,224
-1,258
-2% -$99.1K
IEMG icon
46
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$5.67M 0.47%
131,342
-15,867
-11% -$761K
SLV icon
47
iShares Silver Trust
SLV
$31.4B
$5.67M 0.47%
291,506
-105,875
-27% -$1.88M
MTUM icon
48
iShares MSCI USA Momentum Factor ETF
MTUM
$26.3B
$5.55M 0.46%
42,305
+1,626
+4% +$228K
QUAL icon
49
iShares MSCI USA Quality Factor ETF
QUAL
$48.2B
$5.45M 0.45%
54,044
+13,565
+34% +$1.59M
VEA icon
50
Vanguard FTSE Developed Markets ETF
VEA
$239B
$5.32M 0.44%
145,852
+1,231
+0.9% +$50.2K
1
2
3 4 5

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.