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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
26
State Street Technology Select Sector SPDR ETF
XLK
$124B
$9.41M 0.59%
108,288
+3,442
+3% +$283K
IJH icon
27
iShares Core S&P Mid-Cap ETF
IJH
$128B
$9.09M 0.57%
160,465
+15,990
+11% +$890K
IEFA icon
28
iShares Core MSCI EAFE ETF
IEFA
$196B
$8.97M 0.57%
120,239
+13,281
+12% +$998K
FDN icon
29
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$8.88M 0.56%
39,283
+345
+0.9% +$81.7K
VEA icon
30
Vanguard FTSE Developed Markets ETF
VEA
$238B
$8.75M 0.55%
171,427
+4,874
+3% +$250K
VOO icon
31
Vanguard S&P 500 ETF
VOO
$1.03T
$8.65M 0.54%
19,808
-636
-3% -$268K
AGG icon
32
iShares Core US Aggregate Bond ETF
AGG
$138B
$8.6M 0.54%
75,402
+25,823
+52% +$2.95M
FXH icon
33
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$8.41M 0.53%
67,774
-721
-1% -$86.3K
VIG icon
34
Vanguard Dividend Appreciation ETF
VIG
$115B
$8.37M 0.53%
48,716
+708
+1% +$117K
IUSG icon
35
iShares Core S&P US Growth ETF
IUSG
$33.7B
$8.27M 0.52%
71,484
+8,278
+13% +$923K
GSLC icon
36
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$8.26M 0.52%
86,839
+6,148
+8% +$565K
UPS icon
37
United Parcel Service
UPS
$88.4B
$8.21M 0.52%
20,366
+12,796
+169% +$2.6M
BIV icon
38
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$7.71M 0.49%
88,012
-503
-0.6% -$44.6K
SCHD icon
39
Schwab US Dividend Equity ETF
SCHD
$107B
$7.5M 0.47%
278,289
-1,254
-0.4% -$32.6K
ITB icon
40
iShares US Home Construction ETF
ITB
$2.34B
$7.35M 0.46%
88,692
-5,591
-6% -$421K
BSV icon
41
Vanguard Short-Term Bond ETF
BSV
$45.6B
$7.25M 0.46%
89,938
-54,842
-38% -$4.46M
SLY
42
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$7.24M 0.46%
72,847
+52,413
+256% +$5.18M
BRK.B icon
43
Berkshire Hathaway Class B
BRK.B
$1.09T
$7.19M 0.45%
24,050
-286
-1% -$81.9K
IVV icon
44
iShares Core S&P 500 ETF
IVV
$904B
$6.99M 0.44%
14,659
-297
-2% -$137K
RDVY icon
45
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$6.98M 0.44%
134,691
+13,602
+11% +$686K
XLE icon
46
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$6.9M 0.43%
248,580
+31,504
+15% +$890K
DIA icon
47
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$6.6M 0.42%
18,174
+1,273
+8% +$452K
EMXC icon
48
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.6B
$6.6M 0.42%
108,845
-2,151
-2% -$131K
INDS icon
49
Pacer Industrial Real Estate ETF
INDS
$116M
$6.5M 0.41%
116,026
+30,116
+35% +$1.52M
SBUX icon
50
Starbucks
SBUX
$124B
$6.31M 0.4%
53,972
+20,221
+60% +$2.28M
1
2
3 4 5

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.