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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
26
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$9.19M 0.62%
38,938
-518
-1% -$127K
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$239B
$8.41M 0.57%
166,553
+2,685
+2% +$140K
DFAC icon
28
Dimensional US Core Equity 2 ETF
DFAC
$49.7B
$8.34M 0.56%
313,833
+5,042
+2% +$137K
FXH icon
29
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$8.15M 0.55%
68,495
+128
+0.2% +$15.7K
VOO icon
30
Vanguard S&P 500 ETF
VOO
$1.03T
$8.06M 0.54%
20,444
-315
-2% -$128K
IEFA icon
31
iShares Core MSCI EAFE ETF
IEFA
$196B
$7.94M 0.54%
106,958
+16,482
+18% +$1.25M
BIV icon
32
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$7.92M 0.53%
88,515
+3,830
+5% +$347K
XLK icon
33
State Street Technology Select Sector SPDR ETF
XLK
$124B
$7.83M 0.53%
104,846
-3,362
-3% -$259K
IJH icon
34
iShares Core S&P Mid-Cap ETF
IJH
$128B
$7.6M 0.51%
144,475
+7,145
+5% +$384K
MTUM icon
35
iShares MSCI USA Momentum Factor ETF
MTUM
$26B
$7.45M 0.5%
42,395
+5,626
+15% +$1,000K
BA icon
36
Boeing
BA
$184B
$7.38M 0.5%
33,541
-4,264
-11% -$951K
VIG icon
37
Vanguard Dividend Appreciation ETF
VIG
$115B
$7.37M 0.5%
48,008
+27,512
+134% +$4.38M
GSLC icon
38
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$6.94M 0.47%
80,691
-5,235
-6% -$465K
SCHD icon
39
Schwab US Dividend Equity ETF
SCHD
$108B
$6.92M 0.47%
279,543
-3,198
-1% -$81.3K
EMXC icon
40
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.6B
$6.73M 0.45%
110,996
+579
+0.5% +$35.7K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.09T
$6.64M 0.45%
24,336
-2,551
-9% -$716K
IUSG icon
42
iShares Core S&P US Growth ETF
IUSG
$33.8B
$6.47M 0.44%
63,206
+6,979
+12% +$737K
IVV icon
43
iShares Core S&P 500 ETF
IVV
$906B
$6.44M 0.44%
14,956
-12,755
-46% -$5.65M
LMBS icon
44
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$6.37M 0.43%
125,854
+50,705
+67% +$2.57M
ITB icon
45
iShares US Home Construction ETF
ITB
$2.37B
$6.24M 0.42%
+94,283
New +$6.64M
LQD icon
46
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$6.11M 0.41%
45,905
+11,508
+33% +$1.56M
APPH
47
DELISTED
AppHarvest, Inc. Common Stock
APPH
$5.99M 0.4%
+22,749
New +$226K
FXD icon
48
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$5.87M 0.4%
99,335
+997
+1% +$60.9K
RDVY icon
49
First Trust Rising Dividend Achievers ETF
RDVY
$25.8B
$5.75M 0.39%
+121,089
New +$5.87M
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$5.72M 0.39%
16,901
+14,811
+709% +$5.17M
1
2
3 4 5

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.