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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
26
iShares Core MSCI EAFE ETF
IEFA
$196B
$8.19M 0.58%
113,683
-4,035
-3% -$288K
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$239B
$8.05M 0.57%
159,052
+34,121
+27% +$1.67M
SDY icon
28
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$7.77M 0.55%
65,817
-8,528
-11% -$956K
FXH icon
29
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$7.76M 0.55%
71,437
-1,403
-2% -$154K
DIS icon
30
PUT
Walt Disney
DIS
$180B
$7.72M 0.55%
+40,381
New +$7.45M
IWM icon
31
iShares Russell 2000 ETF
IWM
$82.7B
$7.55M 0.54%
35,049
+5,820
+20% +$1.27M
FTSM icon
32
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$7.49M 0.53%
124,886
+1,619
+1% +$97.2K
VOO icon
33
Vanguard S&P 500 ETF
VOO
$1.04T
$7.36M 0.52%
20,201
-1,497
-7% -$531K
MTUM icon
34
iShares MSCI USA Momentum Factor ETF
MTUM
$25.9B
$7.34M 0.52%
45,678
+10,376
+29% +$1.72M
XLK icon
35
State Street Technology Select Sector SPDR ETF
XLK
$124B
$7.18M 0.51%
108,354
-221,904
-67% -$14.6M
LMBS icon
36
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$7.08M 0.5%
138,078
+2,047
+2% +$105K
RSP icon
37
Invesco S&P 500 Equal Weight ETF
RSP
$99.9B
$7.05M 0.5%
49,771
-2,709
-5% -$366K
BIV icon
38
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$6.93M 0.49%
78,155
-11,870
-13% -$1.08M
GSLC icon
39
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$6.87M 0.49%
86,849
-9,479
-10% -$736K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$128B
$6.58M 0.47%
127,570
-2,185
-2% -$109K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.09T
$6.46M 0.46%
25,267
-30
-0.1% -$7.29K
SCHD icon
42
Schwab US Dividend Equity ETF
SCHD
$108B
$6.45M 0.46%
265,515
+38,775
+17% +$882K
NVDA icon
43
NVIDIA
NVDA
$5.48T
$6.43M 0.46%
481,800
-89,000
-16% -$1.2M
AGG icon
44
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.2M 0.44%
54,450
-5,120
-9% -$593K
LQD icon
45
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$6.16M 0.44%
47,356
+15,231
+47% +$2.03M
GBIL icon
46
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$6.04M 0.43%
76,900
+15,418
+25% +$1.54M
VIG icon
47
Vanguard Dividend Appreciation ETF
VIG
$115B
$6.04M 0.43%
41,095
+329
+0.8% +$46.8K
EMXC icon
48
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.6B
$5.99M 0.42%
100,802
+17,166
+21% +$1.02M
T icon
49
AT&T
T
$167B
$5.96M 0.42%
260,549
-1,942
-0.7% -$42.9K
HD icon
50
Home Depot
HD
$343B
$5.93M 0.42%
19,439
+744
+4% +$205K
1
2
3 4 5

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.