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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
26
Vanguard Total Bond Market
BND
$162B
$10.3M 0.71%
117,347
-13,439
-10% -$1.18M
XLRE icon
27
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.64B
$10.2M 0.7%
+278,367
New +$10.1M
SPMB icon
28
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.08B
$10.1M 0.69%
+382,482
New +$10.1M
BA icon
29
Boeing
BA
$183B
$9.62M 0.66%
44,957
+1,927
+4% +$370K
IEMG icon
30
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$8.55M 0.58%
138,295
+4,606
+3% +$266K
NKE icon
31
Nike
NKE
$60.3B
$8.31M 0.57%
58,709
+17,872
+44% +$2.37M
BIV icon
32
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$8.17M 0.56%
90,025
+37,081
+70% +$3.45M
BSV icon
33
Vanguard Short-Term Bond ETF
BSV
$45.7B
$7.95M 0.54%
94,731
+15,702
+20% +$1.3M
DIS icon
34
Walt Disney
DIS
$180B
$7.93M 0.54%
+40,872
New +$5.87M
XLV icon
35
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$7.92M 0.54%
57,793
+21,029
+57% +$2.3M
SDY icon
36
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$7.89M 0.54%
74,345
+861
+1% +$87.1K
FXH icon
37
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$7.85M 0.54%
72,840
-440
-0.6% -$44.8K
IVV icon
38
iShares Core S&P 500 ETF
IVV
$908B
$7.71M 0.53%
20,560
-12,526
-38% -$4.46M
NVDA icon
39
NVIDIA
NVDA
$5.45T
$7.45M 0.51%
570,800
+129,840
+29% +$1.74M
FTSM icon
40
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$7.41M 0.51%
123,267
+23,832
+24% +$1.43M
VOO icon
41
Vanguard S&P 500 ETF
VOO
$1.04T
$7.39M 0.51%
21,698
+1,217
+6% +$397K
GSLC icon
42
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$7.36M 0.5%
96,328
+1,403
+1% +$101K
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.16M 0.49%
59,570
-5,876
-9% -$692K
XLP icon
44
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$7.07M 0.48%
89,521
-108,038
-55% -$7.14M
LMBS icon
45
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$7M 0.48%
136,031
+18,932
+16% +$976K
RSP icon
46
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$6.65M 0.45%
52,480
-436
-0.8% -$51.9K
VBK icon
47
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$6.56M 0.45%
31,709
+26,121
+467% +$6.32M
VGSH icon
48
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$6.46M 0.44%
104,408
-193,034
-65% -$12M
GBIL icon
49
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$6.15M 0.42%
61,482
-19,116
-24% -$1.91M
V icon
50
Visa
V
$673B
$5.99M 0.41%
27,366
+1,953
+8% +$400K
1
2
3 4 5

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.