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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBIL icon
26
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$8.1M 0.69%
80,598
-6,744
-8% -$677K
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.73M 0.66%
65,446
+141
+0.2% +$16.7K
BA icon
28
Boeing
BA
$182B
$7.11M 0.61%
43,030
+1,523
+4% +$260K
IEMG icon
29
iShares Core MSCI Emerging Markets ETF
IEMG
$159B
$7.06M 0.6%
133,689
-16,530
-11% -$867K
FXH icon
30
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$6.94M 0.59%
73,280
-16,383
-18% -$1.53M
IEFA icon
31
iShares Core MSCI EAFE ETF
IEFA
$196B
$6.9M 0.59%
+114,426
New +$6.9M
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$6.87M 0.59%
51,016
+14,709
+41% +$2.01M
TSLA icon
33
Tesla
TSLA
$1.32T
$6.8M 0.58%
47,541
-4,239
-8% -$500K
SDY icon
34
State Street SPDR S&P Dividend ETF
SDY
$22.2B
$6.79M 0.58%
73,484
-9,793
-12% -$924K
BSV icon
35
Vanguard Short-Term Bond ETF
BSV
$45.7B
$6.56M 0.56%
79,029
+41,863
+113% +$3.48M
FDN icon
36
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$6.51M 0.56%
34,560
+11,780
+52% +$2.17M
GSLC icon
37
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16.1B
$6.46M 0.55%
94,925
+449
+0.5% +$30.1K
VOO icon
38
Vanguard S&P 500 ETF
VOO
$1.04T
$6.3M 0.54%
20,481
-276
-1% -$84.1K
LMBS icon
39
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.4B
$6.05M 0.52%
117,099
+23,715
+25% +$1.23M
FTSM icon
40
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$5.97M 0.51%
99,435
+14,725
+17% +$885K
NVDA icon
41
NVIDIA
NVDA
$5.45T
$5.97M 0.51%
440,960
+42,400
+11% +$493K
RSP icon
42
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$5.72M 0.49%
52,916
-2,573
-5% -$278K
MYY icon
43
ProShares Short MidCap400
MYY
$2.86M
$5.63M 0.48%
+151,713
New +$5.65M
UNG icon
44
United States Natural Gas Fund
UNG
$490M
$5.47M 0.47%
+119,791
New +$5.73M
COST icon
45
Costco
COST
$423B
$5.18M 0.44%
14,601
-1,073
-7% -$361K
NKE icon
46
Nike
NKE
$60.7B
$5.13M 0.44%
40,837
-5,537
-12% -$594K
VIG icon
47
Vanguard Dividend Appreciation ETF
VIG
$115B
$5.1M 0.44%
39,650
+15,284
+63% +$1.92M
V icon
48
Visa
V
$673B
$5.08M 0.43%
25,413
+210
+0.8% +$41.9K
DIS icon
49
CALL
Walt Disney
DIS
$181B
$5.06M 0.43%
+38,729
New +$4.84M
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.09T
$5.02M 0.43%
23,588
-376
-2% -$76.9K
1
2
3 4 5

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.