We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
26
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.97M 0.74%
54,748
+3,139
+6% +$337K
SDY icon
27
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$5.85M 0.73%
58,836
-146
-0.2% -$14K
VGSH icon
28
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$5.64M 0.7%
93,308
-967
-1% -$58.2K
AOD
29
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$5.53M 0.69%
669,986
+39,295
+6% +$319K
MGV icon
30
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$5.41M 0.67%
69,286
+891
+1% +$68.1K
EFAV icon
31
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$5.39M 0.67%
74,883
+1,839
+3% +$129K
SPDV icon
32
AAM S&P 500 High Dividend Value ETF
SPDV
$102M
$5.38M 0.67%
207,495
+7,626
+4% +$194K
VO icon
33
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$5.26M 0.65%
130,868
-520
-0.4% -$20K
FVD icon
34
First Trust Value Line Dividend Fund
FVD
$8.36B
$5.18M 0.64%
159,674
+7,382
+5% +$231K
EEM icon
35
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$5.13M 0.64%
119,495
+73,450
+160% +$3.09M
VTV icon
36
Vanguard Morningstar Value ETF
VTV
$193B
$5.07M 0.63%
47,126
-8,987
-16% -$946K
CVX icon
37
Chevron
CVX
$386B
$4.8M 0.6%
38,947
-2,176
-5% -$257K
NKE icon
38
Nike
NKE
$60.1B
$4.79M 0.6%
56,874
+533
+0.9% +$44K
FTLS icon
39
First Trust Long/Short Equity ETF
FTLS
$2.5B
$4.79M 0.6%
122,106
-11,869
-9% -$456K
SBUX icon
40
Starbucks
SBUX
$124B
$4.75M 0.59%
63,844
-8,389
-12% -$577K
VEA icon
41
Vanguard FTSE Developed Markets ETF
VEA
$238B
$4.73M 0.59%
115,752
-12,482
-10% -$499K
LQD icon
42
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$4.72M 0.59%
39,647
+1,285
+3% +$149K
JPST icon
43
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$4.69M 0.58%
93,239
+50,509
+118% +$2.54M
IEMG icon
44
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$4.67M 0.58%
90,209
-12,018
-12% -$609K
VB icon
45
Vanguard Morningstar Small-Cap ETF
VB
$83B
$4.52M 0.56%
29,576
-5,922
-17% -$880K
JNJ icon
46
Johnson & Johnson
JNJ
$629B
$4.46M 0.56%
31,922
-775
-2% -$104K
IJR icon
47
iShares Core S&P Small-Cap ETF
IJR
$112B
$4.4M 0.55%
56,987
-17,996
-24% -$1.38M
FTCS icon
48
First Trust Capital Strength ETF
FTCS
$7.97B
$4.17M 0.52%
77,220
+8,641
+13% +$448K
VNQ icon
49
Vanguard Real Estate ETF
VNQ
$38.6B
$4.14M 0.52%
47,672
+16,022
+51% +$1.32M
HYG icon
50
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.12M 0.51%
47,663
-2,091
-4% -$178K
1
2
3 4 5

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.