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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGK icon
26
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
$5.32M 0.73%
248,635
+5,020
+2% +$116K
SDY icon
27
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$5.28M 0.72%
58,982
-85
-0.1% -$8.02K
IJR icon
28
iShares Core S&P Small-Cap ETF
IJR
$112B
$5.2M 0.71%
74,983
-29,684
-28% -$2.29M
RSP icon
29
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$5.15M 0.7%
56,388
+13,333
+31% +$1.32M
MTUM icon
30
iShares MSCI USA Momentum Factor ETF
MTUM
$26B
$4.99M 0.68%
49,740
-10,948
-18% -$1.17M
FTLS icon
31
First Trust Long/Short Equity ETF
FTLS
$2.5B
$4.97M 0.68%
133,975
-480
-0.4% -$18.4K
MGV icon
32
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$4.89M 0.67%
68,395
+3,773
+6% +$288K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$4.87M 0.66%
73,044
-2,362
-3% -$162K
IEMG icon
34
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$4.82M 0.66%
102,227
+18,569
+22% +$898K
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$238B
$4.76M 0.65%
128,234
-14,057
-10% -$557K
SPDV icon
36
AAM S&P 500 High Dividend Value ETF
SPDV
$102M
$4.72M 0.64%
199,869
+152,940
+326% +$3.95M
VUG icon
37
Vanguard Morningstar Growth ETF
VUG
$229B
$4.71M 0.64%
210,510
-13,002
-6% -$315K
VB icon
38
Vanguard Morningstar Small-Cap ETF
VB
$83B
$4.69M 0.64%
35,498
-365
-1% -$53.1K
SBUX icon
39
Starbucks
SBUX
$124B
$4.65M 0.63%
72,233
-694
-1% -$43.4K
AOD
40
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$4.55M 0.62%
630,691
+215,880
+52% +$1.72M
VO icon
41
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$4.54M 0.62%
131,388
-1,780
-1% -$66.8K
CVX icon
42
Chevron
CVX
$386B
$4.47M 0.61%
41,123
-10,999
-21% -$1.27M
FVD icon
43
First Trust Value Line Dividend Fund
FVD
$8.36B
$4.43M 0.6%
152,292
+1,189
+0.8% +$36.5K
LQD icon
44
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$4.33M 0.59%
38,362
-3,661
-9% -$412K
IJH icon
45
iShares Core S&P Mid-Cap ETF
IJH
$128B
$4.31M 0.59%
129,865
-92,705
-42% -$3.38M
JNJ icon
46
Johnson & Johnson
JNJ
$629B
$4.22M 0.58%
32,697
-1,388
-4% -$194K
NKE icon
47
Nike
NKE
$60.1B
$4.18M 0.57%
56,341
-11,696
-17% -$875K
HYG icon
48
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.04M 0.55%
49,754
+9,506
+24% +$796K
FTSM icon
49
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$3.85M 0.53%
64,293
+29,679
+86% +$1.78M
IEFA icon
50
iShares Core MSCI EAFE ETF
IEFA
$196B
$3.58M 0.49%
65,021
-93,182
-59% -$5.47M
1
2
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.