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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
26
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$6.37M 0.71%
+191,691
New +$6.38M
VTV icon
27
Vanguard Morningstar Value ETF
VTV
$193B
$6.29M 0.7%
56,885
+1,107
+2% +$121K
VWO icon
28
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$6.29M 0.7%
153,288
-7,355
-5% -$309K
MGK icon
29
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
$6.25M 0.7%
243,615
+275
+0.1% +$6.86K
VEA icon
30
Vanguard FTSE Developed Markets ETF
VEA
$238B
$6.16M 0.69%
142,291
-41,160
-22% -$1.77M
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$229B
$6M 0.67%
223,512
-6,018
-3% -$157K
EFA icon
32
iShares MSCI EAFE ETF
EFA
$80.2B
$5.89M 0.66%
86,603
-24,813
-22% -$1.68M
VB icon
33
Vanguard Morningstar Small-Cap ETF
VB
$83B
$5.83M 0.65%
35,863
+283
+0.8% +$45.8K
SDY icon
34
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$5.79M 0.65%
59,067
+4,535
+8% +$440K
NKE icon
35
Nike
NKE
$60.1B
$5.76M 0.64%
68,037
+9,870
+17% +$793K
GLD icon
36
SPDR Gold Trust
GLD
$144B
$5.56M 0.62%
+49,284
New +$5.65M
GBIL icon
37
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$5.51M 0.62%
54,990
+16,543
+43% +$1.66M
EFAV icon
38
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$5.49M 0.61%
75,406
+2,172
+3% +$157K
VO icon
39
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$5.47M 0.61%
133,168
-372
-0.3% -$15.2K
FTLS icon
40
First Trust Long/Short Equity ETF
FTLS
$2.5B
$5.44M 0.61%
134,455
-5,938
-4% -$238K
MGV icon
41
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$5.17M 0.58%
64,622
-439
-0.7% -$34.5K
REI icon
42
Ring Energy
REI
$354M
$5.14M 0.57%
518,965
-25,025
-5% -$300K
LQD icon
43
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$4.83M 0.54%
42,023
+5,644
+16% +$651K
FVD icon
44
First Trust Value Line Dividend Fund
FVD
$8.36B
$4.78M 0.53%
151,103
+4,981
+3% +$157K
JNJ icon
45
Johnson & Johnson
JNJ
$629B
$4.71M 0.53%
34,085
+2,887
+9% +$384K
RSP icon
46
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$4.6M 0.51%
43,055
+1,300
+3% +$137K
VIG icon
47
Vanguard Dividend Appreciation ETF
VIG
$115B
$4.58M 0.51%
41,334
-975
-2% -$105K
NFLX icon
48
Netflix
NFLX
$309B
$4.55M 0.51%
121,530
-2,370
-2% -$86K
BRK.B icon
49
Berkshire Hathaway Class B
BRK.B
$1.09T
$4.54M 0.51%
21,217
+1,057
+5% +$217K
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$4.33M 0.48%
83,658
-1,834
-2% -$95.7K
1
2
3 4 5

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.