We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
451
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$452K 0.03%
8,845
-4,609
-34% -$226K
TIPX icon
452
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$449K 0.03%
24,176
-1,652
-6% -$30.1K
ARKK icon
453
ARK Innovation ETF
ARKK
$6.54B
$449K 0.03%
8,566
-1,507
-15% -$65.2K
CMCSA icon
454
Comcast
CMCSA
$92.9B
$438K 0.03%
9,999
-10,013
-50% -$429K
XYLD icon
455
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$436K 0.03%
9,634
-19,734
-67% -$769K
TWLO icon
456
Twilio
TWLO
$38.3B
$436K 0.03%
5,746
+339
+6% +$21.1K
BBCA icon
457
JPMorgan BetaBuilders Canada ETF
BBCA
$11.4B
$436K 0.03%
+7,130
New +$423K
QTEC icon
458
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$435K 0.03%
2,479
+960
+63% +$150K
IBB icon
459
iShares Biotechnology ETF
IBB
$9.77B
$429K 0.03%
7,726
+4,220
+120% +$515K
TRI icon
460
Thomson Reuters
TRI
$46B
$428K 0.03%
2,871
+143
+5% +$19.3K
STZ icon
461
Constellation Brands
STZ
$23.3B
$426K 0.03%
1,761
-51
-3% -$12.1K
FALN icon
462
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$425K 0.03%
16,099
-8,630
-35% -$218K
GSY icon
463
Invesco Ultra Short Duration ETF
GSY
$3.88B
$423K 0.03%
8,471
– –
ISCF icon
464
iShares International Small Cap Equity Factor ETF
ISCF
$683M
$422K 0.03%
+13,141
New +$392K
PSCE icon
465
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$421K 0.03%
8,088
+3,637
+82% +$193K
STPZ icon
466
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$525M
$419K 0.03%
8,201
+405
+5% +$20.4K
ITOT icon
467
iShares Core S&P Total US Stock Market ETF
ITOT
$98.5B
$419K 0.03%
4,080
-2,425
-37% -$238K
TTD icon
468
Trade Desk
TTD
$6.84B
$419K 0.03%
5,818
+886
+18% +$65.1K
IAGG icon
469
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$418K 0.03%
8,401
+256
+3% +$12.6K
RELX icon
470
RELX
RELX
$60.4B
$416K 0.03%
10,480
+1,668
+19% +$61.4K
IYW icon
471
iShares US Technology ETF
IYW
$25.7B
$411K 0.03%
3,418
-841
-20% -$95.3K
KLAC icon
472
KLA
KLAC
$274B
$410K 0.03%
7,050
+650
+10% +$33.8K
PH icon
473
Parker-Hannifin
PH
$134B
$407K 0.03%
883
-104
-11% -$43.3K
DFAX icon
474
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.5B
$403K 0.03%
+16,486
New +$377K
SCHF icon
475
Schwab International Equity ETF
SCHF
$69.3B
$397K 0.03%
21,470
-2,342
-10% -$40.6K
17 18
19
20 21

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.