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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
451
Medtronic
MDT
$116B
$502K 0.04%
6,462
+3,966
+159% +$321K
TSM icon
452
TSMC
TSM
$2.23T
$494K 0.04%
6,629
+143
+2% +$10.3K
WMB icon
453
Williams Companies
WMB
$89.3B
$492K 0.04%
+14,964
New +$487K
XBI icon
454
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$488K 0.04%
5,876
-3,580
-38% -$290K
FDM icon
455
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$487K 0.04%
8,772
-81,705
-90% -$4.57M
MDLZ icon
456
Mondelez International
MDLZ
$81.1B
$485K 0.04%
7,276
-684
-9% -$43.2K
GWW icon
457
W.W. Grainger
GWW
$62.2B
$483K 0.04%
868
+56
+7% +$31.6K
MNST icon
458
Monster Beverage
MNST
$91.4B
$470K 0.04%
+18,520
New +$448K
AEP icon
459
American Electric Power
AEP
$68.3B
$469K 0.04%
4,939
+133
+3% +$12.1K
HBAN icon
460
Huntington Bancshares
HBAN
$35.9B
$469K 0.03%
33,232
-68
-0.2% -$984
GCC icon
461
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$468K 0.03%
25,673
-223,683
-90% -$4.29M
CMCSA icon
462
Comcast
CMCSA
$92.9B
$462K 0.03%
13,212
+4,906
+59% +$162K
ETSY icon
463
Etsy
ETSY
$7.4B
$461K 0.03%
3,847
+514
+15% +$58.8K
DVN icon
464
Devon Energy
DVN
$48.8B
$457K 0.03%
+7,433
New +$507K
ETN icon
465
Eaton
ETN
$176B
$456K 0.03%
+2,908
New +$446K
FTC icon
466
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$454K 0.03%
4,963
-47
-0.9% -$4.36K
FTXN icon
467
First Trust Nasdaq Oil & Gas ETF
FTXN
$164M
$452K 0.03%
+16,159
New +$466K
RACE icon
468
Ferrari
RACE
$72.5B
$449K 0.03%
+2,101
New +$433K
SNSR icon
469
Global X Internet of Things ETF
SNSR
$224M
$444K 0.03%
15,361
– –
IYH icon
470
iShares US Healthcare ETF
IYH
$3.77B
$443K 0.03%
+28,680
New +$1.58M
BCE icon
471
BCE
BCE
$21.7B
$443K 0.03%
10,071
-26,931
-73% -$1.21M
TLH icon
472
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$436K 0.03%
4,029
-15,637
-80% -$1.7M
TEAM icon
473
Atlassian
TEAM
$42.1B
$433K 0.03%
3,366
+871
+35% +$139K
FCX icon
474
Freeport-McMoran
FCX
$93.6B
$432K 0.03%
11,357
-58,645
-84% -$2.05M
ISRG icon
475
Intuitive Surgical
ISRG
$142B
$430K 0.03%
+1,622
New +$395K
17 18
19
20 21

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.