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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
451
Enbridge
ENB
$112B
$431K 0.04%
11,486
-9,144
-44% -$386K
FTC icon
452
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$429K 0.04%
5,010
-286
-5% -$26.8K
QMOM icon
453
Alpha Architect US Quantitative Momentum ETF
QMOM
$446M
$429K 0.04%
+2,208
New +$101K
USFR icon
454
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$425K 0.04%
8,450
+870
+11% +$43.8K
NOW icon
455
ServiceNow
NOW
$132B
$424K 0.04%
5,610
-1,130
-17% -$102K
GIS icon
456
General Mills
GIS
$20.8B
$417K 0.03%
5,494
-2,033
-27% -$155K
HDGE icon
457
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.2M
$417K 0.03%
+4,563
New +$129K
AEP icon
458
American Electric Power
AEP
$68.3B
$413K 0.03%
4,806
-295
-6% -$29.2K
AVGO icon
459
Broadcom
AVGO
$1.99T
$413K 0.03%
12,430
-26,410
-68% -$1.35M
FRI icon
460
First Trust S&P REIT Index Fund
FRI
$204M
$411K 0.03%
17,846
+6,210
+53% +$165K
NOC icon
461
Northrop Grumman
NOC
$81.6B
$411K 0.03%
1,312
+793
+153% +$378K
VLO icon
462
Valero Energy
VLO
$98.7B
$411K 0.03%
+6,927
New +$762K
DAL icon
463
Delta Air Lines
DAL
$60B
$410K 0.03%
12,600
+2,055
+19% +$65.3K
MAR icon
464
Marriott International
MAR
$91.9B
$407K 0.03%
2,906
-822
-22% -$126K
BUFR icon
465
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$406K 0.03%
19,500
+630
+3% +$14K
MPT
466
Medical Properties Trust
MPT
$2.51B
$405K 0.03%
34,151
+19,730
+137% +$299K
ZTS icon
467
Zoetis
ZTS
$31.3B
$405K 0.03%
2,704
-1,860
-41% -$311K
HDG icon
468
ProShares Hedge Replication ETF
HDG
$22.3M
$404K 0.03%
8,996
-175
-2% -$8.19K
ARE icon
469
Alexandria Real Estate Equities
ARE
$8.33B
$402K 0.03%
+2,197
New +$337K
XLC icon
470
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$401K 0.03%
7,736
+626
+9% +$34.4K
PCM
471
PCM Fund
PCM
$70M
$400K 0.03%
50,093
+11,674
+30% +$112K
CGGO icon
472
Capital Group Global Growth Equity ETF
CGGO
$12.1B
$399K 0.03%
+21,302
New +$443K
GWW icon
473
W.W. Grainger
GWW
$62.2B
$398K 0.03%
812
+150
+23% +$78.9K
NTSX icon
474
WisdomTree US Efficient Core Fund
NTSX
$1.41B
$397K 0.03%
+12,966
New +$451K
COO icon
475
Cooper Companies
COO
$14.9B
$396K 0.03%
+25,540
New +$1.96M
17 18
19
20 21

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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.