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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
451
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$574K 0.04%
34,083
+585
+2% +$10.1K
FEX icon
452
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$571K 0.04%
6,692
+181
+3% +$15.8K
PM icon
453
Philip Morris
PM
$294B
$565K 0.04%
5,966
-443
-7% -$44.6K
XLNX
454
DELISTED
Xilinx Inc
XLNX
$563K 0.04%
3,728
+892
+31% +$131K
MGK icon
455
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$560K 0.04%
11,925
+1,945
+19% +$94.1K
FFTY icon
456
CapForce IBD 50 ETF
FFTY
$80.5M
$556K 0.04%
11,737
-829
-7% -$38.7K
IVOL icon
457
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
$556K 0.04%
19,670
-107,033
-84% -$2.99M
ARKW icon
458
ARK Web x.0 ETF
ARKW
$1.82B
$550K 0.04%
3,959
+297
+8% +$43.9K
BLCN
459
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$545K 0.04%
+12,206
New +$570K
GDRX icon
460
GoodRx Holdings
GDRX
$1.27B
$544K 0.04%
+13,174
New +$478K
AVGO icon
461
Broadcom
AVGO
$1.99T
$541K 0.04%
11,160
-14,450
-56% -$703K
SPHD icon
462
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$537K 0.04%
7,665
-10,140
-57% -$444K
FVRR icon
463
Fiverr
FVRR
$324M
$534K 0.04%
2,921
+396
+16% +$79.8K
G icon
464
Genpact
G
$5.78B
$534K 0.04%
11,250
– –
SPGI icon
465
S&P Global
SPGI
$125B
$532K 0.04%
1,251
+58
+5% +$25.1K
IYE icon
466
iShares US Energy ETF
IYE
$1.8B
$521K 0.04%
18,433
+2,244
+14% +$60.3K
WFC icon
467
Wells Fargo
WFC
$266B
$517K 0.03%
11,131
+1,923
+21% +$89K
PENN icon
468
PENN Entertainment
PENN
$2.53B
$512K 0.03%
7,071
-331
-4% -$24.3K
QRVO icon
469
Qorvo
QRVO
$8.68B
$511K 0.03%
3,054
+41
+1% +$7.62K
TSCO icon
470
Tractor Supply
TSCO
$18.8B
$509K 0.03%
12,555
+845
+7% +$32.8K
GILD icon
471
Gilead Sciences
GILD
$171B
$504K 0.03%
7,217
+2,198
+44% +$154K
SYY icon
472
Sysco
SYY
$40B
$504K 0.03%
6,418
+268
+4% +$20.4K
PNQI icon
473
Invesco NASDAQ Internet ETF
PNQI
$544M
$502K 0.03%
10,515
-10
-0.1% -$503
ISTB icon
474
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.14B
$500K 0.03%
9,789
+1,551
+19% +$79.5K
ORCL icon
475
Oracle
ORCL
$450B
$499K 0.03%
7,172
+1,409
+24% +$124K
17 18
19
20 21

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.