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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
451
Schwab US TIPS ETF
SCHP
$16.2B
$576K 0.04%
18,832
-872
-4% -$26.9K
CVS icon
452
CVS Health
CVS
$121B
$572K 0.04%
7,609
+260
+4% +$18.9K
IXUS icon
453
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$570K 0.04%
8,100
+945
+13% +$66.3K
PRFZ icon
454
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$567K 0.04%
16,090
– –
ARCC icon
455
Ares Capital
ARCC
$14.5B
$558K 0.04%
29,843
+1,438
+5% +$25.9K
SAP icon
456
SAP
SAP
$242B
$557K 0.04%
5,016
+1,820
+57% +$231K
FEX icon
457
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$554K 0.04%
6,913
+6
+0.1% +$466
SPIB icon
458
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$554K 0.04%
15,282
-1,603
-9% -$58.8K
CHGG icon
459
Chegg
CHGG
$89.3M
$550K 0.04%
6,423
-1,082
-14% -$103K
RMD icon
460
ResMed
RMD
$32.9B
$547K 0.04%
+2,820
New +$565K
PLUG icon
461
Plug Power
PLUG
$3.21B
$545K 0.04%
17,493
+1,996
+13% +$103K
BBP icon
462
Virtus Biotech ETF
BBP
$106M
$544K 0.04%
10,395
-1,000
-9% -$55.8K
MGK icon
463
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$543K 0.04%
13,100
-1,710
-12% -$70.5K
MDY icon
464
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$542K 0.04%
1,138
-52
-4% -$23.7K
BOTZ icon
465
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.59B
$541K 0.04%
+16,323
New +$559K
VKQ icon
466
Invesco Municipal Trust
VKQ
$550M
$540K 0.04%
40,946
-753
-2% -$9.77K
LAC
467
DELISTED
Lithium Americas Corp. Common Shares
LAC
$537K 0.04%
+33,412
New +$625K
PLTR icon
468
Palantir
PLTR
$430B
$533K 0.04%
22,933
+9,013
+65% +$247K
THO icon
469
Thor Industries
THO
$4.11B
$533K 0.04%
3,959
+195
+5% +$23.6K
EPD icon
470
Enterprise Products Partners
EPD
$82.1B
$530K 0.04%
24,105
+1,401
+6% +$30.8K
PFXF icon
471
VanEck Preferred Securities ex Financials ETF
PFXF
$2.49B
$528K 0.04%
+8,224
New +$168K
RMT
472
Royce Micro-Cap Trust
RMT
$780M
$528K 0.04%
46,695
-14,442
-24% -$165K
RWR icon
473
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$527K 0.04%
5,572
-160,265
-97% -$14.5M
IWY icon
474
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$522K 0.04%
3,883
+847
+28% +$114K
INTU icon
475
Intuit
INTU
$98B
$520K 0.04%
+1,358
New +$523K
17 18
19
20 21

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.