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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYG icon
451
iShares US Financial Services ETF
IYG
$2.24B
$499K 0.03%
7,815
+2,649
+51% +$119K
WEX icon
452
WEX
WEX
$6.78B
$499K 0.03%
2,450
-350
-13% -$58.9K
IGM icon
453
iShares Expanded Tech Sector ETF
IGM
$10.9B
$498K 0.03%
8,532
-228
-3% -$12.5K
IWS icon
454
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$493K 0.03%
8,165
+4,742
+139% +$428K
PNC icon
455
PNC Financial Services
PNC
$102B
$493K 0.03%
3,308
+16
+0.5% +$2.04K
WFH
456
DELISTED
Direxion Work From Home ETF
WFH
$493K 0.03%
+7,297
New +$439K
XAR icon
457
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$491K 0.03%
4,281
-13,034
-75% -$1.32M
PRFZ icon
458
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$486K 0.03%
16,090
-2,770
-15% -$75.2K
ARCC icon
459
Ares Capital
ARCC
$14.5B
$480K 0.03%
28,405
– –
SAIL
460
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$477K 0.03%
8,963
-300
-3% -$14.1K
SHM icon
461
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$472K 0.03%
9,546
+1,751
+22% +$87.2K
SBAC icon
462
SBA Communications
SBAC
$19.8B
$471K 0.03%
1,668
+2
+0.1% +$587
TPHD icon
463
Timothy Plan High Dividend Stock ETF
TPHD
$371M
$465K 0.03%
17,960
+8,385
+88% +$209K
CEF icon
464
Sprott Physical Gold and Silver Trust
CEF
$8.17B
$460K 0.03%
23,767
+297
+1% +$5.53K
DHR icon
465
Danaher
DHR
$143B
$458K 0.03%
2,329
+70
+3% +$14K
STZ icon
466
Constellation Brands
STZ
$23.3B
$458K 0.03%
2,089
+101
+5% +$19.9K
ABNB icon
467
Airbnb
ABNB
$111B
$457K 0.03%
+3,115
New +$460K
EFG icon
468
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$455K 0.03%
4,397
-8,138
-65% -$770K
DDOG icon
469
Datadog
DDOG
$90.6B
$451K 0.03%
+4,580
New +$457K
GIGB icon
470
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$974M
$451K 0.03%
8,019
– –
RDFN
471
DELISTED
Redfin
RDFN
$451K 0.03%
6,572
+1,115
+20% +$59.6K
GRMN
472
Garmin
GRMN
$60.2B
$449K 0.03%
3,755
+19
+0.5% +$2.1K
EPD icon
473
Enterprise Products Partners
EPD
$82.1B
$445K 0.03%
22,704
+3,143
+16% +$58.5K
HEZU icon
474
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$590M
$445K 0.03%
+5,155
New +$154K
VCLT icon
475
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$445K 0.03%
4,019
+1,670
+71% +$182K
17 18
19
20 21

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.