We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
451
Linde
LIN
$220B
$339K 0.03%
1,425
+26
+2% +$6.3K
THO icon
452
Thor Industries
THO
$4.11B
$339K 0.03%
+3,562
New +$369K
ETSY icon
453
Etsy
ETSY
$7.4B
$337K 0.03%
2,771
+537
+24% +$62.9K
RSPH icon
454
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$335K 0.03%
+14,190
New +$334K
IXN icon
455
iShares Global Tech ETF
IXN
$9.47B
$334K 0.03%
8,592
-32,724
-79% -$1.39M
RGR icon
456
Sturm, Ruger & Co
RGR
$601M
$333K 0.03%
+5,457
New +$402K
GILD icon
457
Gilead Sciences
GILD
$171B
$332K 0.03%
5,251
+430
+9% +$29.8K
PEY icon
458
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$331K 0.03%
23,057
-337
-1% -$4.95K
RDIV icon
459
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.41B
$331K 0.03%
12,317
-41,091
-77% -$1.16M
PH icon
460
Parker-Hannifin
PH
$134B
$330K 0.03%
+1,630
New +$321K
DBA icon
461
Invesco DB Agriculture Fund
DBA
$1.23B
$329K 0.03%
+22,350
New +$318K
DEO icon
462
Diageo
DEO
$52.8B
$328K 0.03%
2,383
– –
APPN icon
463
Appian
APPN
$2.65B
$326K 0.03%
5,027
+61
+1% +$3.3K
APD icon
464
Air Products & Chemicals
APD
$68B
$322K 0.03%
+1,083
New +$312K
BRK.A icon
465
Berkshire Hathaway Class A
BRK.A
$1.09T
$320K 0.03%
1
– –
DXCM icon
466
DexCom
DXCM
$34.5B
$318K 0.03%
+3,088
New +$323K
BOND icon
467
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$315K 0.03%
2,802
+22
+0.8% +$2.47K
IBDN
468
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$313K 0.03%
12,200
– –
NRO
469
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$312K 0.03%
88,269
+2,643
+3% +$9.64K
FSCS
470
First Trust SMID Capital Strength ETF
FSCS
$59.3M
$312K 0.03%
15,931
+1,846
+13% +$37K
IGV icon
471
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$310K 0.03%
4,990
-2,740
-35% -$165K
EDIT icon
472
Editas Medicine
EDIT
$432M
$309K 0.03%
11,000
-400
-4% -$13K
EPD icon
473
Enterprise Products Partners
EPD
$82.1B
$308K 0.03%
19,561
-3,008
-13% -$52.7K
MASI
474
DELISTED
Masimo
MASI
$304K 0.03%
1,289
-1
-0.1% -$224
ARKF icon
475
ARK Blockchain & Fintech Innovation ETF
ARKF
$782M
$302K 0.03%
+7,605
New +$282K
17 18
19
20 21

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.