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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
451
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$131K 0.02%
18,060
-1,627
-8% -$15.1K
STEW
452
SRH Total Return Fund
STEW
$1.79B
$129K 0.02%
+14,056
New +$152K
UCO icon
453
ProShares Ultra Bloomberg Crude Oil
UCO
$430M
$128K 0.02%
+12,878
New +$984K
NTG
454
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$125K 0.02%
14,661
+1,228
+9% +$96.6K
IGR
455
CBRE Global Real Estate Income Fund
IGR
$712M
$122K 0.02%
23,304
-15,909
-41% -$116K
BOE icon
456
BlackRock Enhanced Global Dividend Trust
BOE
$690M
$120K 0.02%
14,456
-195
-1% -$1.97K
BDJ icon
457
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$108K 0.02%
16,597
+1,142
+7% +$9.75K
ZUO
458
DELISTED
Zuora, Inc.
ZUO
$106K 0.02%
13,125
-250
-2% -$3.29K
ERIC icon
459
Ericsson
ERIC
$33.5B
$89K 0.01%
10,970
– –
CEM
460
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$86K 0.01%
9,410
+6,912
+277% +$291K
MRO
461
DELISTED
Marathon Oil Corporation
MRO
$79K 0.01%
+24,118
New +$222K
GDEN
462
DELISTED
Golden Entertainment
GDEN
$77K 0.01%
+11,715
New +$179K
SIRI icon
463
SiriusXM
SIRI
$9.61B
$71K 0.01%
1,445
-13
-0.9% -$850
UPWK icon
464
Upwork
UPWK
$1.04B
$67K 0.01%
10,350
-1,675
-14% -$14.4K
SHV icon
465
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$64K 0.01%
+14,440
New +$1.6M
ET icon
466
Energy Transfer Partners
ET
$72.6B
$59K 0.01%
12,808
+37
+0.3% +$394
MCN
467
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$56K 0.01%
11,150
– –
APPS icon
468
Digital Turbine
APPS
$1.53B
$47K 0.01%
+10,800
New +$66.8K
HL icon
469
Hecla Mining
HL
$11.9B
$45K 0.01%
+24,799
New +$68.6K
IRR
470
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$41K 0.01%
+19,100
New +$63.9K
NGL icon
471
NGL Energy Partners
NGL
$2.17B
$30K ﹤0.01%
+11,585
New +$93.9K
RIG icon
472
Transocean
RIG
$6.42B
$24K ﹤0.01%
+20,908
New +$81.6K
MNKD icon
473
MannKind Corp
MNKD
$1.21B
$11K ﹤0.01%
+10,300
New +$13.9K
VTGN icon
474
VistaGen Therapeutics
VTGN
$11.7M
$10K ﹤0.01%
770
– –
DCOY
475
Decoy Therapeutics
DCOY
$1.89M
– –
0
– –
17 18
19
20 21

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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.