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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
451
Aberdeen Multi-Market Income Fund
MMT
$244M
$86K 0.01%
15,223
+268
+2% +$1.49K
SIRI icon
452
SiriusXM
SIRI
$9.7B
$82K 0.01%
1,448
-50
-3% -$2.98K
AKS
453
DELISTED
AK Steel Holding Corp
AKS
$40K 0.01%
14,425
-600
-4% -$1.7K
MNKD icon
454
MannKind Corp
MNKD
$1.22B
$39K ﹤0.01%
+19,600
New +$31K
VTGN icon
455
VistaGen Therapeutics
VTGN
$11.7M
$30K ﹤0.01%
770
– –
HL icon
456
Hecla Mining
HL
$11.7B
$27K ﹤0.01%
11,688
-16,996
-59% -$42.8K
NVAX icon
457
Novavax
NVAX
$1.31B
$11K ﹤0.01%
+1,000
New +$31.6K
AXP icon
458
American Express
AXP
$232B
– –
-3,529
Closed -$336K
DGRW icon
459
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
– –
-58,233
Closed -$2.23M
DSL
460
DoubleLine Income Solutions Fund
DSL
$1.23B
– –
-30,406
Closed -$527K
ICF icon
461
iShares Select U.S. REIT ETF
ICF
$2.11B
– –
-18,776
Closed -$898K
IDEV icon
462
iShares Core MSCI International Developed Markets ETF
IDEV
$32.7B
– –
-35,228
Closed -$1.72M
IGV icon
463
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
– –
-11,040
Closed -$383K
ILCG icon
464
iShares Morningstar Growth ETF
ILCG
$3.31B
– –
-87,040
Closed -$2.76M
IYE icon
465
iShares US Energy ETF
IYE
$1.78B
– –
-6,919
Closed -$216K
MDYG icon
466
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
– –
-5,201
Closed -$238K
PDBC icon
467
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.6B
– –
-170,774
Closed -$2.57M
RWR icon
468
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
– –
-6,594
Closed -$567K
SPIP icon
469
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
– –
-40,930
Closed -$1.1M
VAMO icon
470
Cambria Value and Momentum ETF
VAMO
$109M
– –
-19,857
Closed -$435K
XMLV icon
471
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
– –
-63,518
Closed -$2.82M
VER
472
DELISTED
VEREIT, Inc.
VER
– –
-2,350
Closed -$84K
AVEO
473
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-1,500
Closed -$24K
VXX
474
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-10,141
Closed -$475K
15 16 17 18
19

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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.