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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPX icon
451
First Trust US Equity Opportunities ETF
FPX
$1.55B
– –
-2,987
Closed -$222K
FTXO icon
452
First Trust Nasdaq Bank ETF
FTXO
$320M
– –
-21,318
Closed -$595K
FXD icon
453
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
– –
-4,955
Closed -$215K
FXG icon
454
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
– –
-4,524
Closed -$212K
FXH icon
455
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-3,804
Closed -$323K
FXU icon
456
First Trust Utilities AlphaDEX Fund
FXU
$831M
– –
-7,832
Closed -$216K
FYX icon
457
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
– –
-3,877
Closed -$267K
GD icon
458
General Dynamics
GD
$106B
– –
-1,316
Closed -$269K
GUNR icon
459
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.01B
– –
-12,105
Closed -$410K
HAL icon
460
Halliburton
HAL
$27.7B
– –
-7,237
Closed -$293K
HEDJ icon
461
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-16,704
Closed -$528K
HISF icon
462
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99.2M
– –
-18,301
Closed -$900K
HPQ icon
463
HP
HPQ
$27.5B
– –
-10,599
Closed -$273K
IHI icon
464
iShares US Medical Devices ETF
IHI
$3.47B
– –
-8,064
Closed -$306K
ILCV icon
465
iShares Morningstar Value ETF
ILCV
$1.35B
– –
-500
Closed -$27K
ITW icon
466
Illinois Tool Works
ITW
$82.3B
– –
-1,878
Closed -$265K
IUSB icon
467
iShares Core Universal USD Bond ETF
IUSB
$43.3B
– –
-6,329
Closed -$311K
IVOG icon
468
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
– –
-3,040
Closed -$220K
IVR icon
469
Invesco Mortgage Capital
IVR
$809M
– –
-150
Closed -$24K
IWB icon
470
iShares Russell 1000 ETF
IWB
$50.4B
– –
-2,355
Closed -$381K
IWC icon
471
iShares Micro-Cap ETF
IWC
$1.5B
– –
-2,681
Closed -$285K
IXN icon
472
iShares Global Tech ETF
IXN
$9.49B
– –
-7,938
Closed -$231K
IYF icon
473
iShares US Financials ETF
IYF
$4.41B
– –
-3,518
Closed -$214K
IYW icon
474
iShares US Technology ETF
IYW
$25.7B
– –
-4,692
Closed -$228K
JNK icon
475
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
– –
-16,898
Closed -$1.83M
17 18
19
20 21

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.