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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDJ icon
451
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$226K 0.03%
23,881
– –
BNDX icon
452
Vanguard Total International Bond ETF
BNDX
$83.1B
$226K 0.03%
+4,152
New +$227K
RSPH icon
453
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$226K 0.03%
10,950
+10
+0.1% +$196
KRA
454
DELISTED
Kraton Corporation
KRA
$226K 0.03%
+4,800
New +$228K
RQI icon
455
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$225K 0.03%
18,378
– –
ES icon
456
Eversource Energy
ES
$27.2B
$223K 0.02%
3,636
+1
+0% +$61
LRCX icon
457
Lam Research
LRCX
$418B
$223K 0.02%
14,700
+2,150
+17% +$36.7K
FPX icon
458
First Trust US Equity Opportunities ETF
FPX
$1.54B
$222K 0.02%
+2,987
New +$220K
OGE icon
459
OGE Energy
OGE
$9.73B
$222K 0.02%
6,119
-110
-2% -$4K
IVOG icon
460
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$220K 0.02%
3,040
+70
+2% +$5.03K
PSA icon
461
Public Storage
PSA
$61.1B
$220K 0.02%
1,090
-200
-16% -$43.2K
WFC.PRL icon
462
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$219K 0.02%
170
– –
POR icon
463
Portland General Electric
POR
$5.93B
$218K 0.02%
+4,787
New +$218K
FXU icon
464
First Trust Utilities AlphaDEX Fund
FXU
$831M
$216K 0.02%
7,832
-3,958
-34% -$107K
FXD icon
465
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$215K 0.02%
4,955
-1,007
-17% -$43.5K
ACN icon
466
Accenture
ACN
$110B
$214K 0.02%
1,259
+20
+2% +$3.33K
IYF icon
467
iShares US Financials ETF
IYF
$4.42B
$214K 0.02%
3,518
-72
-2% -$4.41K
NUV icon
468
Nuveen Municipal Value Fund
NUV
$1.9B
$214K 0.02%
22,910
– –
PI icon
469
Impinj
PI
$5.47B
$214K 0.02%
+8,630
New +$191K
CL icon
470
Colgate-Palmolive
CL
$74.1B
$212K 0.02%
3,166
-33
-1% -$2.2K
FXG icon
471
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
$212K 0.02%
4,524
-912
-17% -$43.4K
LW icon
472
Lamb Weston
LW
$7.45B
$210K 0.02%
3,160
+210
+7% +$14.4K
AMLP icon
473
Alerian MLP ETF
AMLP
$13.1B
$209K 0.02%
3,917
-1,287
-25% -$69.4K
YUM icon
474
Yum! Brands
YUM
$41.6B
$209K 0.02%
+2,295
New +$192K
M icon
475
Macy's
M
$6.21B
$207K 0.02%
+5,972
New +$222K
17 18
19
20 21

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.