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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
451
SBA Communications
SBAC
$19.6B
$210K 0.03%
1,227
-550
-31% -$91.2K
BDJ icon
452
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$209K 0.03%
23,973
+11,635
+94% +$107K
FXU icon
453
First Trust Utilities AlphaDEX Fund
FXU
$831M
$207K 0.03%
8,180
-6,552
-44% -$164K
HYLS icon
454
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$207K 0.03%
4,338
-630
-13% -$30.4K
IJT icon
455
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.44B
$207K 0.03%
+2,382
New +$208K
DBA icon
456
Invesco DB Agriculture Fund
DBA
$1.23B
$206K 0.03%
+10,951
New +$208K
NTES icon
457
NetEase
NTES
$78.3B
$206K 0.03%
3,675
– –
IYF icon
458
iShares US Financials ETF
IYF
$4.42B
$205K 0.03%
3,478
-246
-7% -$14.9K
OGE icon
459
OGE Energy
OGE
$9.73B
$204K 0.03%
6,229
-3,228
-34% -$102K
EVX icon
460
VanEck Environmental Services ETF
EVX
$102M
$203K 0.03%
11,980
– –
FIXD icon
461
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$202K 0.03%
+4,064
New +$202K
IGR
462
CBRE Global Real Estate Income Fund
IGR
$713M
$201K 0.03%
27,560
-31
-0.1% -$233
MCN
463
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$198K 0.03%
+27,249
New +$207K
UAA icon
464
Under Armour
UAA
$2.29B
$194K 0.03%
+11,856
New +$186K
HBAN icon
465
Huntington Bancshares
HBAN
$36.1B
$192K 0.03%
+12,712
New +$200K
CBI
466
DELISTED
Chicago Bridge & Iron Nv
CBI
$183K 0.02%
13,134
-720
-5% -$13.2K
EFF
467
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$170K 0.02%
+10,203
New +$167K
MRO
468
DELISTED
Marathon Oil Corporation
MRO
$163K 0.02%
+10,096
New +$168K
VER
469
DELISTED
VEREIT, Inc.
VER
$147K 0.02%
4,213
-2,330
-36% -$82.7K
NLY icon
470
Annaly Capital Management
NLY
$17.5B
$140K 0.02%
+3,372
New +$144K
IQI icon
471
Invesco Quality Municipal Securities
IQI
$539M
$133K 0.02%
+11,198
New +$135K
DNP icon
472
DNP Select Income Fund
DNP
$4.12B
$130K 0.02%
12,651
+2,001
+19% +$20.7K
MMT
473
Aberdeen Multi-Market Income Fund
MMT
$244M
$129K 0.02%
+22,340
New +$131K
JPS
474
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$105K 0.01%
+10,741
New +$103K
HL icon
475
Hecla Mining
HL
$12B
$103K 0.01%
+28,100
New +$109K
17 18
19
20 21

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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.