We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
451
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$209K 0.03%
+3,185
New +$204K
EVX icon
452
VanEck Environmental Services ETF
EVX
$102M
$208K 0.03%
+11,980
New +$206K
HPQ icon
453
HP
HPQ
$27.5B
$208K 0.03%
+9,913
New +$211K
SH icon
454
ProShares Short S&P500
SH
$840M
$208K 0.03%
+1,722
New +$214K
WELL icon
455
Welltower
WELL
$169B
$207K 0.03%
+3,239
New +$217K
AET
456
DELISTED
Aetna Inc
AET
$207K 0.03%
+1,148
New +$197K
FXH icon
457
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$206K 0.03%
+2,951
New +$202K
WM icon
458
Waste Management
WM
$89.8B
$204K 0.03%
+2,362
New +$192K
SHOP icon
459
Shopify
SHOP
$196B
$203K 0.03%
+20,050
New +$205K
TLND
460
DELISTED
Talend S.A. American Depositary Shares
TLND
$202K 0.03%
+5,400
New +$220K
SOR
461
Source Capital
SOR
$381M
$201K 0.03%
+4,933
New +$200K
VTIP icon
462
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$195K 0.03%
+3,991
New +$197K
GDX icon
463
VanEck Gold Miners ETF
GDX
$26.9B
$177K 0.02%
+7,619
New +$173K
IJJ icon
464
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$170K 0.02%
+2,120
New +$165K
EBAY icon
465
eBay
EBAY
$46.1B
$148K 0.02%
+3,929
New +$146K
RFV icon
466
Invesco S&P MidCap 400 Pure Value ETF
RFV
$342M
$148K 0.02%
+2,397
New +$160K
IFGL icon
467
iShares International Developed Real Estate ETF
IFGL
$82.3M
$143K 0.02%
+4,753
New +$141K
GLW icon
468
Corning
GLW
$143B
$130K 0.02%
+4,055
New +$128K
WBA
469
DELISTED
Walgreens Boots Alliance
WBA
$125K 0.02%
+1,823
New +$128K
DNP icon
470
DNP Select Income Fund
DNP
$4.12B
$115K 0.02%
+10,650
New +$120K
BDJ icon
471
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$114K 0.02%
+12,338
New +$112K
VPL icon
472
Vanguard FTSE Pacific ETF
VPL
$8.67B
$111K 0.02%
+1,521
New +$109K
AIG icon
473
American International
AIG
$39.7B
$102K 0.01%
+1,714
New +$105K
DBP icon
474
Invesco DB Precious Metals Fund
DBP
$259M
$94K 0.01%
+2,440
New +$92.3K
IMCG icon
475
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$63K 0.01%
+1,860
New +$61.1K
16 17 18
19
20

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.