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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
426
Workday
WDAY
$51B
$504K 0.03%
1,824
+242
+15% +$57.6K
BEN icon
427
Franklin Resources
BEN
$17.2B
$502K 0.03%
16,843
+646
+4% +$16.1K
FBT icon
428
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$501K 0.03%
3,170
+29
+0.9% +$4.17K
FCX icon
429
Freeport-McMoran
FCX
$93.6B
$501K 0.03%
11,765
-38
-0.3% -$1.4K
AVIG icon
430
Avantis Core Fixed Income ETF
AVIG
$1.96B
$498K 0.03%
+11,910
New +$477K
WEC icon
431
WEC Energy
WEC
$35.9B
$496K 0.03%
5,889
+2,717
+86% +$224K
XEL icon
432
Xcel Energy
XEL
$49.3B
$495K 0.03%
+7,988
New +$479K
IDHQ icon
433
Invesco S&P International Developed Quality ETF
IDHQ
$987M
$492K 0.03%
+17,212
New +$460K
DVYE icon
434
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$487K 0.03%
18,394
+1,537
+9% +$38.1K
TPLC icon
435
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$318M
$483K 0.03%
12,636
+831
+7% +$29.4K
GIS icon
436
General Mills
GIS
$20.8B
$481K 0.03%
7,389
-2,463
-25% -$159K
SPHD icon
437
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$480K 0.03%
11,328
+198
+2% +$7.88K
MARA icon
438
Marathon Digital Holdings
MARA
$3.56B
$479K 0.03%
20,404
-5,365
-21% -$67.7K
DLN icon
439
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$479K 0.03%
7,214
-29
-0.4% -$1.82K
TBLL icon
440
Invesco Short Term Treasury ETF
TBLL
$2.85B
$476K 0.03%
4,512
-8,950
-66% -$945K
OXY icon
441
Occidental Petroleum
OXY
$57.7B
$476K 0.03%
7,975
+1,047
+15% +$63.9K
PSI icon
442
Invesco Semiconductors ETF
PSI
$2.59B
$473K 0.03%
12,482
+5,672
+83% +$246K
XSD icon
443
State Street SPDR S&P Semiconductor ETF
XSD
$2.88B
$467K 0.03%
2,409
-6,065
-72% -$1.19M
VDE icon
444
Vanguard Energy ETF
VDE
$10.4B
$462K 0.03%
3,941
+1,227
+45% +$147K
FTLS icon
445
First Trust Long/Short Equity ETF
FTLS
$2.5B
$462K 0.03%
8,204
+20
+0.2% +$1.09K
BLOK icon
446
Amplify Blockchain Technology ETF
BLOK
$1.07B
$460K 0.03%
15,404
-12,445
-45% -$293K
TPHE
447
DELISTED
Timothy Plan High Dividend Stock Enhanced ETF
TPHE
$459K 0.03%
20,304
+1,274
+7% +$27.9K
SNSR icon
448
Global X Internet of Things ETF
SNSR
$224M
$459K 0.03%
13,003
-55
-0.4% -$1.74K
D icon
449
Dominion Energy
D
$60.3B
$459K 0.03%
9,757
-209
-2% -$9.33K
FTA icon
450
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$456K 0.03%
6,440
-616
-9% -$40.7K
16 17
18
19 20

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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.