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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
426
Intuit
INTU
$98.5B
$473K 0.03%
926
+292
+46% +$148K
MELI icon
427
Mercado Libre
MELI
$92.8B
$473K 0.03%
+373
New +$474K
FSGS
428
First Trust SMID Growth Strength ETF
FSGS
$32.4M
$473K 0.03%
18,501
-353
-2% -$9.53K
ICLR icon
429
Icon
ICLR
$12.9B
$469K 0.03%
1,905
+457
+32% +$115K
SHW icon
430
Sherwin-Williams
SHW
$87.5B
$468K 0.03%
1,833
– –
TIPX icon
431
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$467K 0.03%
25,828
+7,464
+41% +$136K
ORCL icon
432
Oracle
ORCL
$450B
$466K 0.03%
4,396
+787
+22% +$91.1K
FBT icon
433
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$460K 0.03%
3,141
-127
-4% -$19.4K
FTA icon
434
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$457K 0.03%
7,056
-303
-4% -$20.5K
STZ icon
435
Constellation Brands
STZ
$23.2B
$456K 0.03%
1,812
+2
+0.1% +$522
CVS icon
436
CVS Health
CVS
$121B
$455K 0.03%
6,515
+110
+2% +$7.79K
NXP icon
437
Nuveen Select Tax-Free Income Portfolio
NXP
$904M
$454K 0.03%
34,115
+10,500
+44% +$149K
WBND
438
DELISTED
Western Asset Total Return ETF
WBND
$452K 0.03%
+23,318
New +$467K
OXY icon
439
Occidental Petroleum
OXY
$57.7B
$449K 0.03%
6,928
+1,862
+37% +$117K
ISRG icon
440
Intuitive Surgical
ISRG
$142B
$447K 0.03%
1,529
+31
+2% +$9.68K
DLN icon
441
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$445K 0.03%
7,243
-269
-4% -$17.2K
D icon
442
Dominion Energy
D
$60.4B
$445K 0.03%
9,966
+668
+7% +$33.2K
IEF icon
443
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$443K 0.03%
3,596
+725
+25% +$68.4K
FCX icon
444
Freeport-McMoran
FCX
$93.5B
$440K 0.03%
11,803
-264
-2% -$10.6K
IYW icon
445
iShares US Technology ETF
IYW
$25.8B
$440K 0.03%
4,259
-12,719
-75% -$1.38M
PBD icon
446
Invesco Global Clean Energy ETF
PBD
$195M
$436K 0.03%
28,206
-9,136
-24% -$163K
SPHD icon
447
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.44B
$436K 0.03%
11,130
-55
-0.5% -$2.27K
FTLS icon
448
First Trust Long/Short Equity ETF
FTLS
$2.5B
$435K 0.03%
8,184
+1,650
+25% +$88.2K
HYLS icon
449
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$427K 0.03%
10,887
-651
-6% -$25.8K
EFV icon
450
iShares MSCI EAFE Value ETF
EFV
$30.1B
$427K 0.03%
5,882
-27,708
-82% -$1.37M
16 17
18
19 20

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.