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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBD icon
426
Inspire Corporate Bond ETF
IBD
$490M
$552K 0.04%
23,972
-3,165
-12% -$72.2K
IXUS icon
427
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$552K 0.04%
9,433
+3,777
+67% +$211K
QYLD icon
428
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$549K 0.04%
34,480
-3,678
-10% -$59.4K
BNDX icon
429
Vanguard Total International Bond ETF
BNDX
$83B
$547K 0.04%
11,528
-23,312
-67% -$1.12M
QVAL icon
430
Alpha Architect US Quantitative Value ETF
QVAL
$614M
$544K 0.04%
16,925
+11,034
+187% +$369K
DFS
431
DELISTED
Discover Financial Services
DFS
$542K 0.04%
5,536
+189
+4% +$19K
ADBE icon
432
Adobe
ADBE
$108B
$536K 0.04%
1,593
-785
-33% -$251K
IWP icon
433
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$536K 0.04%
6,411
-1,126
-15% -$94.8K
PHYS icon
434
Sprott Physical Gold
PHYS
$15.7B
$535K 0.04%
37,965
+21,795
+135% +$291K
GPC icon
435
Genuine Parts
GPC
$18.7B
$534K 0.04%
3,080
+1,182
+62% +$206K
S icon
436
SentinelOne
S
$8.17B
$532K 0.04%
+36,478
New +$675K
SYY icon
437
Sysco
SYY
$40B
$532K 0.04%
6,954
-152
-2% -$12.3K
AVGO icon
438
Broadcom
AVGO
$1.99T
$528K 0.04%
9,450
-2,980
-24% -$149K
DLN icon
439
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$525K 0.04%
8,482
-585
-6% -$35.7K
CGGO icon
440
Capital Group Global Growth Equity ETF
CGGO
$12.1B
$525K 0.04%
24,984
+3,682
+17% +$75.2K
NTSX icon
441
WisdomTree US Efficient Core Fund
NTSX
$1.41B
$524K 0.04%
16,149
+3,183
+25% +$104K
PBD icon
442
Invesco Global Clean Energy ETF
PBD
$195M
$524K 0.04%
28,530
+3,570
+14% +$69.1K
STZ icon
443
Constellation Brands
STZ
$23.3B
$521K 0.04%
2,250
-4,185
-65% -$1M
XYZ
444
Block Inc
XYZ
$49.9B
$516K 0.04%
8,219
+1,456
+22% +$89.8K
VCR icon
445
Vanguard Consumer Discretionary ETF
VCR
$6.11B
$510K 0.04%
2,331
-2,788
-54% -$653K
HPK icon
446
HighPeak Energy
HPK
$947M
$510K 0.04%
+22,310
New +$502K
PCM
447
PCM Fund
PCM
$70M
$507K 0.04%
64,385
+14,292
+29% +$119K
FLV icon
448
American Century Focused Large Cap Value ETF
FLV
$378M
$506K 0.04%
8,607
-6,560
-43% -$382K
VMO icon
449
Invesco Municipal Opportunity Trust
VMO
$667M
$506K 0.04%
51,032
-1,699
-3% -$15.8K
SCHO icon
450
Schwab Short-Term US Treasury ETF
SCHO
$13B
$503K 0.04%
20,834
-3,466
-14% -$83.6K
16 17
18
19 20

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.