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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
426
Hyatt Hotels
H
$16.9B
$481K 0.04%
+4,824
New +$410K
TTE icon
427
TotalEnergies
TTE
$193B
$481K 0.04%
21,761
+7,128
+49% +$358K
VMO icon
428
Invesco Municipal Opportunity Trust
VMO
$667M
$480K 0.04%
52,731
-407
-0.8% -$4.17K
DON icon
429
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$479K 0.04%
14,727
-632
-4% -$26K
ELV icon
430
Elevance Health
ELV
$86.4B
$477K 0.04%
3,948
+3,345
+555% +$1.6M
GS icon
431
Goldman Sachs
GS
$304B
$477K 0.04%
2,123
+521
+33% +$169K
UPS icon
432
United Parcel Service
UPS
$89.8B
$477K 0.04%
2,962
-3,191
-52% -$604K
XLY icon
433
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$471K 0.04%
6,614
+422
+7% +$33K
IBB icon
434
iShares Biotechnology ETF
IBB
$9.77B
$469K 0.04%
4,013
-524
-12% -$65.1K
ITCI
435
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$466K 0.04%
+2,788
New +$146K
FLNC icon
436
PUT
Fluence Energy
FLNC
$2.44B
$465K 0.04%
+3,222
New +$48.7K
XRN
437
Chiron Real Estate Inc
XRN
$484M
$465K 0.04%
+947
New +$52.2K
COP icon
438
ConocoPhillips
COP
$150B
$461K 0.04%
4,508
-19,732
-81% -$1.97M
CSIQ icon
439
Canadian Solar
CSIQ
$1.04B
$459K 0.04%
+9,160
New +$349K
NSTG
440
DELISTED
NanoString Technologies, Inc.
NSTG
$459K 0.04%
+6,620
New +$91.9K
FXN icon
441
First Trust Energy AlphaDEX Fund
FXN
$387M
$458K 0.04%
29,354
-12,245
-29% -$200K
IEF icon
442
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$448K 0.04%
4,612
-5,825
-56% -$591K
URA icon
443
Global X Uranium ETF
URA
$6.31B
$446K 0.04%
24,665
-29,918
-55% -$625K
WAT icon
444
Waters Corp
WAT
$40.6B
$444K 0.04%
+22,536
New +$7.19M
RQI icon
445
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$443K 0.04%
39,421
+18,206
+86% +$260K
HBAN icon
446
Huntington Bancshares
HBAN
$35.9B
$439K 0.04%
33,300
+678
+2% +$9.06K
ARKK icon
447
ARK Innovation ETF
ARKK
$6.54B
$438K 0.04%
12,105
+1,212
+11% +$54K
MDLZ icon
448
Mondelez International
MDLZ
$81.1B
$436K 0.04%
7,960
+151
+2% +$9.38K
TRP icon
449
TC Energy
TRP
$65.8B
$435K 0.04%
+5,067
New +$251K
EFV icon
450
iShares MSCI EAFE Value ETF
EFV
$30.1B
$434K 0.04%
3,370
-36,342
-92% -$1.55M
16 17
18
19 20

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KAH
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.