We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
426
Medical Properties Trust
MPT
$2.51B
$627K 0.04%
31,218
-42,523
-58% -$871K
VGIT icon
427
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$625K 0.04%
+6,144
New +$419K
FCAL icon
428
First Trust California Municipal High income ETF
FCAL
$221M
$622K 0.04%
11,415
+230
+2% +$12.7K
SHM icon
429
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$618K 0.04%
12,173
+3,095
+34% +$153K
ETSY icon
430
Etsy
ETSY
$7.4B
$617K 0.04%
5,441
+2,486
+84% +$504K
SO icon
431
Southern Company
SO
$107B
$616K 0.04%
9,930
-131
-1% -$8.43K
FV icon
432
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$613K 0.04%
13,771
+329
+2% +$15.5K
IGM icon
433
iShares Expanded Tech Sector ETF
IGM
$10.9B
$611K 0.04%
9,084
-216
-2% -$15K
EPD icon
434
Enterprise Products Partners
EPD
$82.1B
$609K 0.04%
28,142
-82
-0.3% -$1.86K
SH icon
435
ProShares Short S&P500
SH
$839M
$609K 0.04%
9,995
-1,104
-10% -$65.8K
BOTZ icon
436
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.59B
$608K 0.04%
16,624
-297
-2% -$10.7K
IWR icon
437
iShares Russell Mid-Cap ETF
IWR
$58.3B
$608K 0.04%
7,668
+1,393
+22% +$112K
SNSR icon
438
Global X Internet of Things ETF
SNSR
$224M
$607K 0.04%
16,709
-999
-6% -$36.9K
VONG icon
439
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$607K 0.04%
8,612
+2,595
+43% +$189K
NTG
440
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$603K 0.04%
20,871
+2,323
+13% +$66.5K
IXUS icon
441
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$599K 0.04%
8,438
+84
+1% +$6.12K
MU icon
442
Micron Technology
MU
$1.07T
$595K 0.04%
8,379
+147
+2% +$11K
ULST icon
443
State Street Ultra Short Term Bond ETF
ULST
$526M
$595K 0.04%
14,699
– –
ITW icon
444
Illinois Tool Works
ITW
$82.9B
$592K 0.04%
2,865
+350
+14% +$78.9K
SCHP icon
445
Schwab US TIPS ETF
SCHP
$16.2B
$592K 0.04%
18,916
-3,922
-17% -$124K
HDG icon
446
ProShares Hedge Replication ETF
HDG
$22.3M
$591K 0.04%
11,515
-363
-3% -$18.7K
RPAR icon
447
RPAR Risk Parity ETF
RPAR
$583M
$587K 0.04%
+24,288
New +$603K
USB icon
448
US Bancorp
USB
$102B
$587K 0.04%
9,873
+353
+4% +$20.1K
FUMB icon
449
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$584K 0.04%
28,950
+6,189
+27% +$125K
FNY icon
450
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$576K 0.04%
8,007
-192
-2% -$14.2K
16 17
18
19 20

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.