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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMND icon
426
Lemonade
LMND
$4.1B
$630K 0.04%
6,761
+253
+4% +$32.7K
IQSU icon
427
IQ Candriam US Large Cap Equity ETF
IQSU
$342M
$624K 0.04%
+18,448
New +$612K
IWC icon
428
iShares Micro-Cap ETF
IWC
$1.5B
$621K 0.04%
4,223
-6,852
-62% -$979K
XLC icon
429
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$620K 0.04%
8,461
-8,227
-49% -$585K
HDG icon
430
ProShares Hedge Replication ETF
HDG
$22.3M
$619K 0.04%
11,965
-19
-0.2% -$984
ARKW icon
431
ARK Web x.0 ETF
ARKW
$1.82B
$615K 0.04%
4,172
+381
+10% +$61.5K
TLT icon
432
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$612K 0.04%
5,065
+2,544
+101% +$369K
QQQJ icon
433
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.19B
$611K 0.04%
+19,186
New +$628K
LIN icon
434
Linde
LIN
$220B
$604K 0.04%
2,155
-50
-2% -$13K
PH icon
435
Parker-Hannifin
PH
$134B
$602K 0.04%
1,908
+10
+0.5% +$2.89K
OKE icon
436
Oneok
OKE
$58.4B
$601K 0.04%
11,858
+2,101
+22% +$95.5K
ETSY icon
437
Etsy
ETSY
$7.4B
$599K 0.04%
2,973
– –
MDLZ icon
438
Mondelez International
MDLZ
$81.1B
$598K 0.04%
10,207
+240
+2% +$13.5K
FNY icon
439
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$597K 0.04%
9,099
-1,332
-13% -$92.7K
FCAL icon
440
First Trust California Municipal High income ETF
FCAL
$221M
$592K 0.04%
10,982
+1,663
+18% +$90.2K
FFTY icon
441
CapForce IBD 50 ETF
FFTY
$80.5M
$592K 0.04%
13,490
-650
-5% -$29.5K
REET icon
442
iShares Global REIT ETF
REET
$5.08B
$591K 0.04%
23,195
-6
-0% -$148
GOVT icon
443
iShares US Treasury Bond ETF
GOVT
$43.8B
$586K 0.04%
19,100
+414
+2% +$11.1K
IGM icon
444
iShares Expanded Tech Sector ETF
IGM
$10.9B
$586K 0.04%
9,750
+1,218
+14% +$72.9K
LGLV icon
445
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$586K 0.04%
4,674
+488
+12% +$59.1K
PRU icon
446
Prudential Financial
PRU
$43B
$586K 0.04%
6,430
+2,622
+69% +$224K
PNC icon
447
PNC Financial Services
PNC
$102B
$582K 0.04%
3,317
+9
+0.3% +$1.48K
IIPR icon
448
Innovative Industrial Properties
IIPR
$1.67B
$579K 0.04%
3,215
+255
+9% +$48.9K
NOW icon
449
ServiceNow
NOW
$132B
$578K 0.04%
5,780
-2,600
-31% -$274K
TJX icon
450
TJX Companies
TJX
$170B
$578K 0.04%
8,234
-788
-9% -$52.7K
16 17
18
19 20

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.