We are live on
!
Find out more
FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
(+25%)
Cap. Flow
+$171M
Cap. Flow
% of AUM
11.71%
Top 10 Holdings %
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio TIPS ETF
SPIP
|
+$19.8M |
| 2 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$15.8M |
| 3 |
State Street SPDR Dow Jones REIT ETF
RWR
|
+$13.4M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$11.2M |
| 5 |
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
|
+$10.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$29.8M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$25.4M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.8M |
| 4 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$12M |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$7.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.4% |
| 2 | Consumer Discretionary | 5.01% |
| 3 | Industrials | 2.81% |
| 4 | Financials | 2.61% |
| 5 | Healthcare | 2.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
MGM Resorts International
MGM
$11.1B
| $546K | 0.04% |
17,330
+1
| +0% | +$26 |
|
427
Invesco NASDAQ Internet ETF
PNQI
$544M
| $545K | 0.04% |
+11,950
| New | +$525K |
|
428
Amplify Online Retail ETF
IBUY
$125M
| $544K | 0.04% |
4,761
+185
| +4% | +$18.8K |
|
429
Innovative Industrial Properties
IIPR
$1.67B
| $542K | 0.04% |
2,960
+1,201
| +68% | +$180K |
|
430
CALL
GoodRx Holdings
GDRX
$1.27B
| $539K | 0.04% |
+9,035
| New | +$415K |
|
431
Invesco Municipal Trust
VKQ
$550M
| $535K | 0.04% |
41,699
-10,768
| -21% | -$134K |
|
432
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $534K | 0.04% |
18,517
-585
| -3% | -$16.3K |
|
433
PPG Industries
PPG
$25.5B
| $533K | 0.04% |
3,696
-16
| -0.4% | -$2.23K |
|
434
Etsy
ETSY
$7.4B
| $529K | 0.04% |
2,973
+202
| +7% | +$30.4K |
|
435
Norwegian Cruise Line
NCLH
$8.98B
| $529K | 0.04% |
20,803
-153
| -0.7% | -$3.19K |
|
|
XLNX
436
DELISTED
Xilinx Inc
XLNX
| $529K | 0.04% |
3,725
-100
| -3% | -$13K |
|
437
Altria Group
MO
$109B
| $527K | 0.04% |
12,841
+958
| +8% | +$38.5K |
|
438
Pinduoduo
PDD
$120B
| $527K | 0.04% |
+2,965
| New | +$355K |
|
439
Plug Power
PLUG
$3.21B
| $526K | 0.04% |
15,497
+2,357
| +18% | +$53.4K |
|
440
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $523K | 0.04% |
10,993
+4,749
| +76% | +$222K |
|
441
iShares US Treasury Bond ETF
GOVT
$43.8B
| $521K | 0.04% |
18,686
-72,550
| -80% | -$2M |
|
442
Sixth Street Specialty
TSLX
$1.82B
| $521K | 0.04% |
25,135
-3,800
| -13% | -$72.3K |
|
443
Parker-Hannifin
PH
$134B
| $517K | 0.04% |
1,898
+268
| +16% | +$66.4K |
|
444
Marathon Petroleum
MPC
$100B
| $510K | 0.03% |
12,340
-59
| -0.5% | -$2.12K |
|
445
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
| $507K | 0.03% |
6,907
-324
| -4% | -$22.3K |
|
446
First Trust California Municipal High income ETF
FCAL
$221M
| $504K | 0.03% |
9,319
+955
| +11% | +$51K |
|
447
US Bancorp
USB
$102B
| $504K | 0.03% |
10,815
+568
| +6% | +$24K |
|
448
CVS Health
CVS
$121B
| $502K | 0.03% |
7,349
+1,020
| +16% | +$66.3K |
|
449
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
| $502K | 0.03% |
4,186
+754
| +22% | +$86.6K |
|
450
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $500K | 0.03% |
1,190
-110
| -8% | -$42.4K |
|
Similar funds
OCBV
BAS
WAM
SAM
KAH
BI
CWM
AWM
Financial Advocates Investment Management's Q4 2020 Portfolio in Review
As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.
On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.
- Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
- Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
- Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
- Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
- Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
- Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
- Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.
Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.