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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
426
Constellation Brands
STZ
$23.3B
$377K 0.03%
1,988
-25
-1% -$4.56K
LGLV icon
427
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$372K 0.03%
+3,432
New +$369K
BKLN icon
428
Invesco Senior Loan ETF
BKLN
$6.76B
$371K 0.03%
17,048
-3,444
-17% -$74.8K
CVS icon
429
CVS Health
CVS
$121B
$369K 0.03%
6,329
+103
+2% +$6.41K
ORCL icon
430
Oracle
ORCL
$450B
$368K 0.03%
6,165
+2,213
+56% +$126K
AWP
431
abrdn Global Premier Properties Fund
AWP
$364M
$367K 0.03%
26,543
-6,667
-20% -$95.6K
USB icon
432
US Bancorp
USB
$102B
$367K 0.03%
10,247
-443
-4% -$16.2K
SAIL
433
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$367K 0.03%
9,263
+229
+3% +$7.96K
SPHD icon
434
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$365K 0.03%
+11,039
New +$372K
MPC icon
435
Marathon Petroleum
MPC
$100B
$364K 0.03%
12,399
+834
+7% +$29.3K
WABC icon
436
Westamerica Bancorp
WABC
$1.39B
$364K 0.03%
6,692
– –
WTFC icon
437
Wintrust Financial
WTFC
$11B
$363K 0.03%
9,072
– –
PNC icon
438
PNC Financial Services
PNC
$102B
$362K 0.03%
3,292
-152
-4% -$16.3K
KDP icon
439
Keurig Dr Pepper
KDP
$42.3B
$361K 0.03%
13,080
+543
+4% +$15.9K
FUMB icon
440
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$359K 0.03%
17,840
+3,990
+29% +$80.5K
ROK icon
441
Rockwell Automation
ROK
$49.5B
$359K 0.03%
1,627
+18
+1% +$4.02K
NCLH icon
442
Norwegian Cruise Line
NCLH
$8.98B
$358K 0.03%
20,956
-508
-2% -$8.04K
GRMN
443
Garmin
GRMN
$60.2B
$355K 0.03%
3,736
-3
-0.1% -$300
MGC icon
444
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$351K 0.03%
2,929
+79
+3% +$9.32K
VONG icon
445
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$351K 0.03%
6,296
-388
-6% -$21K
VDC icon
446
Vanguard Consumer Staples ETF
VDC
$8.03B
$350K 0.03%
2,147
+17
+0.8% +$2.74K
VKI icon
447
Invesco Advantage Municipal Income Trust II
VKI
$403M
$347K 0.03%
32,118
+299
+0.9% +$3.26K
AEP icon
448
American Electric Power
AEP
$68.3B
$346K 0.03%
4,241
+148
+4% +$12.2K
SWKS icon
449
Skyworks Solutions
SWKS
$10.5B
$344K 0.03%
2,365
-357
-13% -$49.6K
GS icon
450
Goldman Sachs
GS
$304B
$339K 0.03%
1,688
+35
+2% +$7.12K
16 17
18
19 20

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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.