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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
426
PUT
Invesco QQQ Trust
QQQ
$488B
$215K 0.03%
+150
New +$31.8K
WEN icon
427
Wendy's
WEN
$1.63B
$215K 0.03%
+14,432
New +$284K
CYBR
428
DELISTED
CyberArk
CYBR
$212K 0.03%
+2,478
New +$286K
MRSH
429
Marsh
MRSH
$89.5B
$209K 0.03%
2,416
+331
+16% +$35.3K
IWV icon
430
iShares Russell 3000 ETF
IWV
$20.5B
$207K 0.03%
1,396
-555
-28% -$98.8K
RWK icon
431
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$205K 0.03%
4,985
-471
-9% -$26.6K
AIVL icon
432
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$204K 0.03%
3,148
-160
-5% -$13.3K
ED icon
433
Consolidated Edison
ED
$39.9B
$204K 0.03%
2,607
-168
-6% -$14.7K
TQQQ icon
434
ProShares UltraPro QQQ
TQQQ
$38.9B
$203K 0.03%
+34,120
New +$357K
IDV icon
435
iShares International Select Dividend ETF
IDV
$8.53B
$201K 0.03%
8,912
-2,539
-22% -$76.6K
RQI icon
436
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$198K 0.03%
21,849
+2,471
+13% +$31.3K
HTD
437
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$901M
$193K 0.03%
+11,014
New +$267K
PCG icon
438
PG&E
PCG
$37.9B
$190K 0.03%
21,193
-5,461
-20% -$72.5K
PID icon
439
Invesco International Dividend Achievers ETF
PID
$913M
$187K 0.03%
16,518
-24
-0.1% -$367
EVT icon
440
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.2B
$180K 0.03%
10,703
– –
WY icon
441
Weyerhaeuser
WY
$17.9B
$180K 0.03%
10,569
+3,302
+45% +$86.8K
FTXO icon
442
First Trust Nasdaq Bank ETF
FTXO
$321M
$177K 0.03%
11,300
-3,817
-25% -$90K
KMI icon
443
Kinder Morgan
KMI
$71.7B
$170K 0.02%
12,199
+169
+1% +$3.22K
UA icon
444
Under Armour Class C
UA
$2.26B
$166K 0.02%
20,598
-1,024
-5% -$14.7K
ETG
445
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.88B
$162K 0.02%
+13,558
New +$221K
PENN icon
446
PENN Entertainment
PENN
$2.52B
$154K 0.02%
+12,156
New +$305K
EFF
447
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$152K 0.02%
13,078
– –
EOI
448
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$140K 0.02%
+11,552
New +$169K
HAL icon
449
Halliburton
HAL
$27.5B
$138K 0.02%
+20,074
New +$349K
PGX icon
450
Invesco Preferred ETF
PGX
$3.77B
$132K 0.02%
+10,021
New +$144K
16 17
18
19 20

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.