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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
426
Alerian MLP ETF
AMLP
$13.2B
– –
-3,917
Closed -$209K
AOA icon
427
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
– –
-4,934
Closed -$270K
AOR icon
428
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
– –
-34,563
Closed -$1.56M
BAB icon
429
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
– –
-7,863
Closed -$229K
BAC.PRL icon
430
Bank of America Series L
BAC.PRL
$4B
– –
-68,176
Closed -$2.03M
BMRC icon
431
Bank of Marin Bancorp
BMRC
$467M
– –
-1,844
Closed -$77K
BNDX icon
432
Vanguard Total International Bond ETF
BNDX
$83B
– –
-4,152
Closed -$226K
BOTZ icon
433
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.58B
– –
-14,342
Closed -$328K
CAG icon
434
Conagra Brands
CAG
$7.31B
– –
-8,207
Closed -$279K
CALF icon
435
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.84B
– –
-200
Closed -$6K
CFO icon
436
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$429M
– –
-5,232
Closed -$271K
CSX icon
437
CSX Corp
CSX
$93.5B
– –
-12,279
Closed -$303K
DBC icon
438
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
– –
-13,270
Closed -$238K
DBEF icon
439
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.44B
– –
-6,242
Closed -$202K
DBJP icon
440
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$725M
– –
-102
Closed -$5K
DEM icon
441
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-15,158
Closed -$663K
DGS icon
442
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
– –
-15,612
Closed -$713K
EFT
443
Eaton Vance Floating-Rate Income Trust
EFT
$290M
– –
-3,775
Closed -$55K
EFV icon
444
iShares MSCI EAFE Value ETF
EFV
$30.1B
– –
-4,688
Closed -$243K
ETN icon
445
Eaton
ETN
$176B
– –
-3,985
Closed -$346K
EVT icon
446
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.19B
– –
-9,580
Closed -$235K
FCEF icon
447
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
– –
-11,643
Closed -$256K
FDT icon
448
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
– –
-6,708
Closed -$398K
FEP icon
449
First Trust Europe AlphaDEX Fund
FEP
$533M
– –
-8,727
Closed -$334K
FJP icon
450
First Trust Japan AlphaDEX Fund
FJP
$266M
– –
-2,063
Closed -$119K
16 17
18
19 20

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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.