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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVT icon
426
iShares US Treasury Bond ETF
GOVT
$43.8B
$256K 0.03%
10,553
+712
+7% +$17.4K
IZRL icon
427
ARK Israel Innovative Technology ETF
IZRL
$140M
$256K 0.03%
11,700
– –
IWR icon
428
iShares Russell Mid-Cap ETF
IWR
$58.1B
$255K 0.03%
4,624
-236
-5% -$12.9K
GBCI icon
429
Glacier Bancorp
GBCI
$6.47B
$254K 0.03%
5,905
-500
-8% -$21.8K
O icon
430
Realty Income
O
$59.8B
$254K 0.03%
4,609
-84
-2% -$4.63K
SWKS icon
431
Skyworks Solutions
SWKS
$10.5B
$252K 0.03%
+2,773
New +$260K
AFL icon
432
Aflac
AFL
$60.6B
$250K 0.03%
5,319
-2
-0% -$92
RZV icon
433
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$249K 0.03%
3,235
-2,125
-40% -$167K
SDOG icon
434
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$248K 0.03%
5,398
+74
+1% +$3.39K
EFV icon
435
iShares MSCI EAFE Value ETF
EFV
$30.1B
$243K 0.03%
4,688
-4,314
-48% -$222K
VIS icon
436
Vanguard Industrials ETF
VIS
$8.47B
$243K 0.03%
1,644
– –
VLO icon
437
Valero Energy
VLO
$96.4B
$243K 0.03%
+2,139
New +$243K
DEO icon
438
Diageo
DEO
$52.7B
$242K 0.03%
1,710
-155
-8% -$22.3K
RFG icon
439
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$361M
$242K 0.03%
7,320
+5
+0.1% +$166
XLG icon
440
Invesco S&P 500 Top 50 ETF
XLG
$11B
$242K 0.03%
+11,560
New +$236K
CLX icon
441
Clorox
CLX
$12.7B
$241K 0.03%
1,603
-154
-9% -$21.9K
DBC icon
442
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$238K 0.03%
13,270
-2,190
-14% -$37.7K
EVT icon
443
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.19B
$235K 0.03%
9,580
– –
VNQI icon
444
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$235K 0.03%
4,184
+641
+18% +$36.9K
DUSA icon
445
Davis Select US Equity ETF
DUSA
$1.27B
$234K 0.03%
9,243
– –
MRO
446
DELISTED
Marathon Oil Corporation
MRO
$232K 0.03%
9,947
+160
+2% +$3.35K
IXN icon
447
iShares Global Tech ETF
IXN
$9.47B
$231K 0.03%
+7,938
New +$227K
BAB icon
448
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$229K 0.03%
7,863
+238
+3% +$7K
IYW icon
449
iShares US Technology ETF
IYW
$25.7B
$228K 0.03%
4,692
-2,000
-30% -$94.5K
PPA icon
450
Invesco Aerospace & Defense ETF
PPA
$8.64B
$228K 0.03%
3,702
-519
-12% -$30.5K
16 17
18
19 20

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.