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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
401
Sysco
SYY
$40B
$657K 0.04%
8,092
+91
+1% +$7.17K
GILD icon
402
Gilead Sciences
GILD
$171B
$653K 0.04%
8,920
+729
+9% +$56.1K
ICLR icon
403
Icon
ICLR
$12.9B
$653K 0.04%
1,945
+20
+1% +$5.9K
CNQ icon
404
Canadian Natural Resources
CNQ
$98.1B
$652K 0.04%
17,088
+328
+2% +$11K
VTEB icon
405
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$648K 0.04%
12,796
+3,951
+45% +$200K
INTU icon
406
Intuit
INTU
$98B
$643K 0.04%
990
+55
+6% +$35.1K
MMM icon
407
3M
MMM
$94.2B
$640K 0.04%
7,215
-57
-0.8% -$4.73K
PHYS icon
408
Sprott Physical Gold
PHYS
$15.7B
$636K 0.04%
36,735
+2,300
+7% +$36.9K
WDAY icon
409
Workday
WDAY
$51B
$628K 0.04%
2,303
+479
+26% +$136K
VDE icon
410
Vanguard Energy ETF
VDE
$10.4B
$626K 0.04%
4,046
+105
+3% +$12.6K
AON icon
411
Aon
AON
$75.7B
$624K 0.04%
1,870
-53
-3% -$16.4K
COP icon
412
ConocoPhillips
COP
$150B
$623K 0.04%
4,892
-49
-1% -$5.59K
WMB icon
413
Williams Companies
WMB
$89.3B
$622K 0.04%
15,956
+1,121
+8% +$39.8K
RSPH icon
414
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$619K 0.04%
14,300
+7
+0% +$215
EPD icon
415
Enterprise Products Partners
EPD
$82.1B
$618K 0.04%
21,164
+210
+1% +$5.77K
AEP icon
416
American Electric Power
AEP
$68.3B
$608K 0.04%
7,063
+402
+6% +$32.7K
SMMU icon
417
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$606K 0.04%
12,154
+90
+0.7% +$4.5K
PRFZ icon
418
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$606K 0.04%
15,419
+134
+0.9% +$4.99K
OXY icon
419
Occidental Petroleum
OXY
$57.7B
$606K 0.04%
9,319
+1,344
+17% +$80.3K
TXT icon
420
Textron
TXT
$15.1B
$605K 0.04%
6,308
-99
-2% -$8.57K
XBI icon
421
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$605K 0.04%
6,413
+798
+14% +$74K
LVHI icon
422
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.6B
$602K 0.03%
20,208
-632
-3% -$17.9K
CCI icon
423
Crown Castle
CCI
$32.2B
$598K 0.03%
5,647
-793
-12% -$86.3K
MDYG icon
424
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$595K 0.03%
6,818
+76
+1% +$6.06K
TQQQ icon
425
ProShares UltraPro QQQ
TQQQ
$38.7B
$593K 0.03%
19,254
-8,918
-32% -$254K
15 16
17
18 19

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.