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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
401
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$574K 0.04%
12,084
-4,118
-25% -$195K
COP icon
402
ConocoPhillips
COP
$150B
$573K 0.04%
4,941
-406
-8% -$47.5K
PRFZ icon
403
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$573K 0.04%
15,285
-2,677
-15% -$89.8K
GWW icon
404
W.W. Grainger
GWW
$62.2B
$570K 0.04%
688
-79
-10% -$60.8K
GPC icon
405
Genuine Parts
GPC
$18.7B
$561K 0.04%
4,051
+675
+20% +$92.6K
AON icon
406
Aon
AON
$75.7B
$560K 0.04%
1,923
+622
+48% +$199K
RSPH icon
407
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$557K 0.04%
14,293
+4,780
+50% +$131K
EPD icon
408
Enterprise Products Partners
EPD
$82.1B
$552K 0.04%
20,954
-932
-4% -$24.8K
ISRG icon
409
Intuitive Surgical
ISRG
$142B
$552K 0.04%
1,635
+106
+7% +$31.6K
TXN icon
410
Texas Instruments
TXN
$250B
$551K 0.04%
3,234
-2,157
-40% -$334K
HYLS icon
411
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$551K 0.04%
13,248
+2,361
+22% +$94K
CNQ icon
412
Canadian Natural Resources
CNQ
$98.1B
$549K 0.04%
16,760
+7,326
+78% +$237K
PHYS icon
413
Sprott Physical Gold
PHYS
$15.7B
$549K 0.04%
34,435
-500
-1% -$7.68K
MDLZ icon
414
Mondelez International
MDLZ
$81.1B
$547K 0.04%
7,547
-1,049
-12% -$71.9K
ICLR icon
415
Icon
ICLR
$12.9B
$545K 0.04%
1,925
+20
+1% +$5.17K
AEP icon
416
American Electric Power
AEP
$68.3B
$541K 0.04%
6,661
+31
+0.5% +$2.41K
XBI icon
417
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$534K 0.03%
5,615
+2,440
+77% +$181K
IWO icon
418
iShares Russell 2000 Growth ETF
IWO
$15.1B
$534K 0.03%
2,116
-134
-6% -$30.2K
EDIV icon
419
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$533K 0.03%
16,382
-448
-3% -$13.6K
WMB icon
420
Williams Companies
WMB
$89.3B
$517K 0.03%
14,835
+697
+5% +$24.5K
SAP icon
421
SAP
SAP
$242B
$516K 0.03%
3,338
+113
+4% +$16.3K
TXT icon
422
Textron
TXT
$15.1B
$515K 0.03%
6,407
+1,199
+23% +$93K
IBD icon
423
Inspire Corporate Bond ETF
IBD
$490M
$512K 0.03%
21,719
+69
+0.3% +$1.58K
MDYG icon
424
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$510K 0.03%
6,742
-1,625
-19% -$114K
QDPL icon
425
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.78B
$508K 0.03%
15,360
-440
-3% -$13.9K
15 16
17
18 19

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.