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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RESP
401
DELISTED
WisdomTree U.S. ESG Fund
RESP
$631K 0.05%
15,357
+129
+0.8% +$5.32K
ALK icon
402
Alaska Air
ALK
$5.3B
$630K 0.05%
14,660
-2,911
-17% -$128K
XCEM icon
403
Columbia EM Core ex-China ETF
XCEM
$2.06B
$625K 0.05%
+24,462
New +$623K
EPD icon
404
Enterprise Products Partners
EPD
$82.1B
$621K 0.05%
25,732
-7,069
-22% -$174K
ONEY icon
405
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
$620K 0.05%
+6,613
New +$614K
EOI
406
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$612K 0.05%
40,995
+2,880
+8% +$45.6K
FUMB icon
407
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$602K 0.04%
30,186
-984
-3% -$19.6K
TXN icon
408
Texas Instruments
TXN
$250B
$598K 0.04%
3,622
-368
-9% -$61.4K
SPGI icon
409
S&P Global
SPGI
$125B
$597K 0.04%
1,783
+1,044
+141% +$344K
AOR icon
410
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$596K 0.04%
+6,200
New +$292K
AJG icon
411
Arthur J. Gallagher & Co
AJG
$65B
$590K 0.04%
+3,130
New +$585K
EBND icon
412
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$590K 0.04%
28,698
-656
-2% -$12.9K
PINS icon
413
Pinterest
PINS
$13.2B
$589K 0.04%
24,250
+2,712
+13% +$64.7K
QCLN icon
414
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
$586K 0.04%
12,428
-367
-3% -$20.1K
DES icon
415
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$585K 0.04%
+20,567
New +$591K
FALN icon
416
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$585K 0.04%
23,756
-3,850
-14% -$93.9K
PRFZ icon
417
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$583K 0.04%
18,410
-1,000
-5% -$32K
DUSA icon
418
Davis Select US Equity ETF
DUSA
$1.27B
$577K 0.04%
21,242
+35
+0.2% +$950
IEF icon
419
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$570K 0.04%
5,952
+1,340
+29% +$129K
COP icon
420
ConocoPhillips
COP
$150B
$569K 0.04%
4,819
+311
+7% +$37.8K
TDOC icon
421
Teladoc Health
TDOC
$1.26B
$566K 0.04%
23,934
-680
-3% -$18.3K
GS icon
422
Goldman Sachs
GS
$304B
$563K 0.04%
1,638
-485
-23% -$169K
XSMO icon
423
Invesco S&P SmallCap Momentum ETF
XSMO
$3.11B
$561K 0.04%
11,903
-10,048
-46% -$487K
IWO icon
424
iShares Russell 2000 Growth ETF
IWO
$15.1B
$561K 0.04%
2,614
-36
-1% -$7.89K
FTA icon
425
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$559K 0.04%
8,499
+19
+0.2% +$1.23K
15 16
17
18 19

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.