We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
401
AstraZeneca
AZN
$244B
$536K 0.04%
3,215
+931
+41% +$118K
DUSA icon
402
Davis Select US Equity ETF
DUSA
$1.27B
$535K 0.04%
21,207
+1,680
+9% +$47.1K
RPD icon
403
Rapid7
RPD
$929M
$529K 0.04%
+961
New +$59.3K
SPIB icon
404
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$528K 0.04%
8,120
+149
+2% +$4.86K
NZF icon
405
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$526K 0.04%
46,272
+25,279
+120% +$326K
NTG
406
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$526K 0.04%
16,300
-3,194
-16% -$113K
TEAM icon
407
Atlassian
TEAM
$42.1B
$525K 0.04%
2,495
+65
+3% +$15.2K
TSCO icon
408
Tractor Supply
TSCO
$18.8B
$525K 0.04%
14,790
+1,390
+10% +$54.1K
RIVN icon
409
Rivian
RIVN
$22.9B
$522K 0.04%
+16,822
New +$573K
CNP icon
410
CenterPoint Energy
CNP
$26.7B
$521K 0.04%
+16,618
New +$518K
ITW icon
411
Illinois Tool Works
ITW
$82.9B
$507K 0.04%
9,305
+6,337
+214% +$1.25M
IWY icon
412
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$506K 0.04%
4,277
-1,812
-30% -$243K
CLNE icon
413
Clean Energy Fuels
CLNE
$395M
$504K 0.04%
+3,039
New +$19K
CI icon
414
Cigna
CI
$73.5B
$503K 0.04%
+15,631
New +$4.4M
PINS icon
415
Pinterest
PINS
$13.2B
$502K 0.04%
21,538
+432
+2% +$9.47K
SYY icon
416
Sysco
SYY
$40B
$502K 0.04%
7,106
+615
+9% +$51.2K
VONG icon
417
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$502K 0.04%
9,251
+334
+4% +$20.2K
DLN icon
418
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$501K 0.04%
9,067
+2,632
+41% +$160K
ASML icon
419
ASML
ASML
$710B
$495K 0.04%
4,068
+1,573
+63% +$788K
NPO icon
420
Enpro
NPO
$7.12B
$495K 0.04%
+25,237
New +$2.3M
FTA icon
421
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$489K 0.04%
8,480
-657
-7% -$42.2K
DFS
422
DELISTED
Discover Financial Services
DFS
$486K 0.04%
5,347
+806
+18% +$81.6K
PHYS icon
423
Sprott Physical Gold
PHYS
$15.7B
$486K 0.04%
+16,170
New +$218K
PNC icon
424
PNC Financial Services
PNC
$102B
$486K 0.04%
3,834
-64
-2% -$10.4K
PBD icon
425
Invesco Global Clean Energy ETF
PBD
$195M
$482K 0.04%
24,960
+3,724
+18% +$81.5K
15 16
17
18 19

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.